Investment Management Paper
Table of Contents:
I. Introduction……………………………………………………………………………………..3
II. Investments…………………………………………………………………………………….3
III. Income Taxes………………………………………………………………………………….4
IV. Management Fees……………………………………………………………………………..6
V. Expected Returns………………………………………………………………………………7
VI. Investor Objectives……………………………………………………………………………8
VII. References…………………………………………………………………………………..10
VIII. Appendix………………………………………………………………………………...…11
I. Introduction:
Based out of Parkville, Missouri, Park Financial is a privately owned business entity that manages, sells, and markets funds to investors. The firm specializes in individual accounts, while offering investors a multitude of funds and investment services, including portfolio management, recordkeeping, custodial, legal, accounting and tax management services. With the ability to blend modern portfolio theories and traditional portfolio methods, Park Financial has developed national status.
Dr. and Mrs. A.J. Mason, conservative investors, have been referred to our firm. Dr. Mason is a 64 year old electrical engineer, a long-time professor at a local university and an inventor. Recently, the right to one of his patented inventions has been acquired by an electronics company, ACS, Inc, for $1 million. ACS, Inc has also agreed to pay royalties ranging from $100,000 to $500,000 annually to Dr. Mason on sales of the system. For the next year, their additional income includes his $55,000 annual salary from the university. Beginning in October, 2013, after retirement, they expect to earn $10,000 - $25,000 annually from consulting speaking, $1,800 per month in social security and $15,000 per year in pension from the university. In addition, the Mason’s are planning to help with the education of their six grandchildren ranging from 8 to 12 years old, as well as the establishment of a self- sustaining scholarship fund at the local university providing a $5,000 scholarship per year. We have developed the proposal
I. Introduction……………………………………………………………………………………..3
II. Investments…………………………………………………………………………………….3
III. Income Taxes………………………………………………………………………………….4
IV. Management Fees……………………………………………………………………………..6
V. Expected Returns………………………………………………………………………………7
VI. Investor Objectives……………………………………………………………………………8
VII. References…………………………………………………………………………………..10
VIII. Appendix………………………………………………………………………………...…11
I. Introduction:
Based out of Parkville, Missouri, Park Financial is a privately owned business entity that manages, sells, and markets funds to investors. The firm specializes in individual accounts, while offering investors a multitude of funds and investment services, including portfolio management, recordkeeping, custodial, legal, accounting and tax management services. With the ability to blend modern portfolio theories and traditional portfolio methods, Park Financial has developed national status.
Dr. and Mrs. A.J. Mason, conservative investors, have been referred to our firm. Dr. Mason is a 64 year old electrical engineer, a long-time professor at a local university and an inventor. Recently, the right to one of his patented inventions has been acquired by an electronics company, ACS, Inc, for $1 million. ACS, Inc has also agreed to pay royalties ranging from $100,000 to $500,000 annually to Dr. Mason on sales of the system. For the next year, their additional income includes his $55,000 annual salary from the university. Beginning in October, 2013, after retirement, they expect to earn $10,000 - $25,000 annually from consulting speaking, $1,800 per month in social security and $15,000 per year in pension from the university. In addition, the Mason’s are planning to help with the education of their six grandchildren ranging from 8 to 12 years old, as well as the establishment of a self- sustaining scholarship fund at the local university providing a $5,000 scholarship per year. We have developed the proposal