Richard M. Ingersoll and Elizabeth Merrill
From: Schools and Society: A Sociological Approach to Education. 4th edition. Edited by Jeanne Ballantine and Joan Spade. CA: Pine Forge Press/SAGE Publications
(2011).
P
rofessionalization has long been a source of both hope and frustration for teachers.
Since early in the 20th century, educators have repeatedly sought to promote the view that elementary and secondary teaching is a highly complex kind of work, requiring specialized knowledge and skill and deserving of the same status and standing as traditional professions, like law and medicine. This movement to professionalize teaching has, however, been marked by both confusion and contention, much of which centers around what it means to be a profession and to professionalize a particular kind of work.
To some, the essence of a profession is advanced training and, hence, the way to best professionalize teaching is to upgrade teachers’ knowledge and skills through professional development. For others, the essence of a profession lies in the attitudes individual practitioners hold toward their work. In this view the best
way to professionalize teaching is to instill an ethos of public service and high standards—a sense of professionalism—among teachers. For even others, the focus is on the organizational conditions under which teachers work; in this view, the best way to professionalize teaching is to improve teachers’ working conditions. As a result of this wide range of emphases, it is often unclear whether education critics and reformers are referring to the same things when they discuss professionalization in teaching.1
Although education reformers often disagree over what is meant by profession, professionalism, and professionalization, students of occupations, notably sociologists, do not. The study of work, occupations, and professions has been an important topic in sociology for decades, and researchers in this subfield have developed what is known as the professional model—a series of organizational and occupational characteristics
185
186 • CHAPTER 5. ROLES AND RESPONSIBILITIES
associated with professions and professionals and, hence, useful to distinguish professions and professionals from other kinds of work and workers.2 These include rigorous training and licensing requirements, positive working conditions, an active professional organization or association, substantial workplace authority, relatively high compensation, and high prestige. From this viewpoint, occupations can be assessed according to the degree to which they do or do not exhibit the characteristics of the professional model. The established or “traditional” professions—law, medicine, university teaching, architecture, science, engineering, in particular—are usually regarded as the strongest examples of the professional model. There are, of course, large variations both between and within these professions in the degree to which they exhibit the professional model. Moreover, most professions have been and are currently undergoing change in the degree to which they exhibit the attributes of the professional model, that is, in their degree of professionalization or deprofessionalization.3
Sociologists have also been careful to distinguish professionalization from professionalism.
The former refers to the degree to which occupations exhibit the structural or sociological attributes, characteristics, and criteria identified with the professional model. The latter refers to the attitudinal or psychological attributes of those who are considered to be, or aspire to be considered as, professionals. From the latter perspective, a professional is someone who is not an amateur, but is committed to a career and to public service. Although professionalism is often considered part of the professionalization process, sociologists do not consider it a reliable indicator of the professional model. Members of established professions do not necessarily exhibit a higher degree of the attitudes associated with professionalism than do those in less professionalized occupations. For instance, those with a strong service orientation—who place more importance on helping others and contributing to society and less importance on material rewards such as income and status—are less likely to be found in some of the traditional professions,
such as law, and more likely to be found in occupations such as nursing and teaching that traditionally have not been categorized as full professions (Ingersoll, 2003b; Kohn & Schooler, 1983;
Rosenberg, 1981).
This chapter attempts to theoretically and empirically ground the debate over the status of teaching as a profession. Our purpose is neither explanatory nor evaluative. We do not seek to provide an historical account of the sources behind teachers’ status, nor assess the benefits and costs, advantages, and disadvantages of professionalization. Moreover, our purpose is not normative; while we personally feel teaching should be treated as a profession, our purpose here is analytic and descriptive. That is our objective—to define and describe teaching’s occupational status. The focus of this analysis is on professionalization or the characteristics of school workplaces and teaching staffs, and not on professionalism or the attitudes of individual teachers. Our primary point is that much of the educational discussion and literature on teaching as a profession has overlooked some of the most basic characteristics that sociologists have used to distinguish professions from other kinds of occupations. We empirically ground the subject by presenting a range of representative data from the best sources available. From these data we developed a series of indicators of the traditional characteristics of the professional model and used them to assess the professionalization of teaching. These include:4
1. Credential and licensing levels
2. Induction and mentoring programs for entrants
3. Professional development support, opportunities, and participation
4. Specialization
5. Authority over decision making
6. Compensation levels
7. Prestige and occupational social standing
These, of course, are not the only characteristics used to define professions, nor are they the
Reading 23. The Status of Teaching as a Profession • 187
only kinds of criteria used to distinguish or to classify work and occupations in general. But they are among the most widely used indicators of professions and professionals and are the subject of much discussion in reference to teachers and schools.
In a series of background analyses of these empirical indicators, we found large differences in professionalization among different kinds of schools. Consistent with other research on school organization, we found school sector (public/ private) and poverty level, in particular, to be the most significant factors related to professionalization (Ingersoll, 1997, 2003b).
Below, we will briefly describe each of the classic indicators of professionalization we examined, and then we will summarize what the data tell us about levels of professionalization in teaching and the extent to which it varies across these above different types of schools.
How Professionalized Is Teaching?
Credentials
To sociologists, the underlying and most important quality distinguishing professions from other kinds of occupations is the degree of expertise and complexity involved in the work itself. In this view, professional work involves highly complex sets of skills, intellectual functioning and knowledge that are not easily acquired and not widely held. For this reason, professions are often referred to as the “knowledgebased” occupations. But even if laypeople were to acquire these complex sets of skills and knowledge, rarely would they be able to practice as professionals. Entry into professions requires credentials. That is, entry into professions typically requires a license, which is obtained only after completion of an officially sanctioned training program and passage of examinations.
Indeed, it is illegal to do many kinds of work, professional and not, from plumbing and hairstyling to law and medicine, without a license.
These credentials serve as screening or “gatekeeping” devices. Their rationale is protection of
the interests of the public by assuring that practitioners hold an agreed-upon level of knowledge and skill, and by filtering out those with substandard levels of knowledge and skill. The importance of such credentials is evidenced by the practice, commonly used by professionals, such as physicians, dentists, architects, and attorneys, of prominently displaying official documentation of their credentials in their offices.
Given the importance of credentials to professions, not surprisingly, upgrading the licensing requirements for new teachers has been an important issue in school reform. (Licenses for teachers are known as teaching certificates and are issued by states.) But it has also been a source of contention. On one side are those who argue that entry into teaching should be more highly restricted, as in traditional professions.
From this viewpoint, efforts to upgrade certification requirements for new teachers will help upgrade the quality and qualifications of teachers and teaching.
On the other side are those who argue that entry into teaching should be eased. Proponents of this view have pushed a range of initiatives, all of which involve a loosening of the entry gates: programs designed to entice professionals into mid-career changes to teaching; alternative certification programs, whereby college graduates can postpone formal education training, obtain an emergency teaching certificate, and begin teaching immediately; and Peace Corps– like programs, such as Teach for America, which seek to lure the “best and brightest” into understaffed schools. These alternative routes into the occupation claim the same rationale as the more restrictive traditional credential routes— enhanced recruitment of talented candidates into teaching—but the ultimate consequence of such initiatives, intended or not, can be deprofessionalization. That is, traditional professions rarely resort to lowering standards to recruit and retain quality practitioners.
Conflict over the ease of entry into teaching is reflected in the degree to which employed teachers actually hold a full state-approved certificate.5
The data (the first row in Table 23.1) show that
188 • CHAPTER 5. ROLES AND RESPONSIBILITIES
Table 23.1 Level of Teacher Professionalization in Schools, by Type of District or School
Public
Public
Low
Poverty
Public
High
Poverty
Private
93
93
91
49
78
79
78
32
% schools providing teachers with time for professional development activities
98
98
97
85
% teachers participating in professional organization activities
94
93
96
83
% teachers receiving funding for professional development activities 66
69
64
64
77
81
71
58
% with influential board
23
18
25
28
% with influential district staff
32
29
33
–
% with influential principal
91
92
88
94
% with influential faculty
27
27
27
33
% with influential board
13
11
15
16
% with influential district staff
26
27
28
–
% with influential principal
94
93
94
95
% with influential faculty
19
22
20
18
% with retirement plan
88
87
90
57
Mean starting salary ($)
33,567
37,116
32,616
26,920
Mean maximum salary ($)
62,231
73,695
57,610
47,108
Credentials
% teachers with full certification
Induction
% beginning teachers participating in induction program
Professional development
Specialization
Mean % in-field teaching
Authority
Over teacher hiring
Over teacher evaluation
Compensation
Source: From original analysis by the authors of the Schools and Staffing Survey 1987–2007. Washington, D.C.: Department of
Education.
Note. Data for the first 6 indicators in the study are displayed in Table 23.1.
Reading 23. The Status of Teaching as a Profession • 189
most, but not all, teachers in public districts do, indeed, hold full teaching certificates. In contrast, teachers in private schools are far less inclined to hold a full license to teach; just under half of private school teachers do so. This reflects different standards in public-private state regulations; many states do not require private school teachers to hold state certification (Tryneski, 2007). It also contrasts sharply with traditional professions.
Hospitals, whether they are public or for-profit, for instance, would rarely hire unlicensed doctors and nurses to fill regular staff positions.6
This does not mean, of course, that private schools are not selective in who they hire as teachers. Private schools are, indeed, often very selective in their choice of teaching candidates, but they far less frequently use hiring criteria associated with professions. They are, however, not uniform in this deprofessionalization. There are distinct differences in the use of these hiring criteria among private schools, depending upon their orientation. Catholic schools, in particular, are far more likely than other private schools to require certificates and tests of their new hires.
Induction
In addition to initial formal training and preparation, professional work typically requires extensive training for new practitioners upon entry. Such training is designed to pick up where preservice training has left off. That is, while credentials and examinations in many professions are usually designed to assure that new entrants have a minimum or basic level of knowledge and skill, induction programs for practitioners are designed to augment this basic level of knowledge and skill. As a result, entry to professions typically involves both formal and informal mechanisms of induction—internships, apprenticeships, or mentoring programs. Sometimes these periods of induction can be prolonged and intensive, as in the case of physicians’ internships. The objective of such programs and practices is to aid new practitioners in adjusting to the environment, to familiarize them with the concrete realities of their jobs and also to provide a
second opportunity to filter out those with substandard levels of skill and knowledge.
In teaching, mentoring, apprenticeship, and induction programs have been the subject of much discussion among reformers. The teaching occupation has long been plagued by high attrition rates among new staff (Ingersoll, 2003a) and, reformers argue, one of the best ways to increase the efficacy and retention of new teachers is to better assist them in coping with the practicalities of teaching, of managing groups of students and of adjusting to the school environment.
The data suggest these attempts at professionalization have had some success: over the past decade the numbers of schools with assistance programs has increased. Our background analysis of the data shows that in 1990 and 1991 in the public sector about one half of first-year teachers participated in formal induction programs of one sort or another. By 2007 and 2008 this had increased to almost 80% (see Table 23.1). The proportion of beginning teachers in private schools who participated in formal induction programs has been lower than public school teachers, but this percentage has also increased over the past decade. However, the data also show that induction programs vary widely in the number and kinds of activities and supports they include. The most comprehensive include a wide range of components, such as mentoring by veterans, structured planning time with teachers in one’s field, orientation seminars, regular communication with an administrator, a reduced course load, and a classroom assistant. Moreover, in an advanced statistics analysis of these data, we have found that while induction makes a difference for teacher retention, it depends on how much one receives. Beginning teachers who receive comprehensive induction packages have far higher retention than those who receive fewer supports (see Smith & Ingersoll, 2004).
Professional Development
Beyond both preservice basic training and mentoring for beginners, professions typically require ongoing in-service technical development and growth on the part of practitioners throughout
190 • CHAPTER 5. ROLES AND RESPONSIBILITIES
their careers. The assumption is that achieving a professional-level mastery of complex skills and knowledge is a prolonged and continuous process and, moreover, that professionals must continually update their skills, as the body of technology, skill, and knowledge advances. As a result, professionals typically belong to associations and organizations that, among other things, provide mechanisms, such as periodic conferences, publications, and workshops, for the dissemination of knowledge and skill to members. Moreover, professionalized workplaces typically both require and provide support for employee development.
These include on-site workshops, financial support for conferences, coursework, skill development, and sabbaticals.
Professional development has been one of the most frequently discussed and advocated teacher reforms in recent years. In the 1990s improvement in the professional development of teachers was made one of eight major national education goals, introduced by a commission of governors and the president (National Education Goals
Panel, 1997). Again, the data present a picture of success in the provision of support for, and teacher use of, professional development.
Data on three indicators of teacher professional development are displayed in Table 23.1: the percentage of schools that provided professional development programs for the teaching staff during regular school hours; the percentage of teachers who participated in workshops, seminars, or conferences provided by their school or by external professional associations or organizations; and the percentage of teachers who received financial support for college tuition, fees, or travel expenses for participation in external conferences or workshops during that school year.7
What is striking about the data on professional development is the consistency across schools. Most schools, both public and private, provide professional development, most teachers participate in workshops or activities either sponsored by their schools, or sponsored by external professional organizations, and most teachers also receive financial support of some sort for external professional development activities.
These data are an impressive set of indicators of this aspect of professionalization. However, they, of course, do not tell us about the quality or length of these professional development programs and activities.
Specialization
Given the importance of expertise to professions, it naturally follows that one of the most fundamental attributes of professions is specialization—professionals are not generalists, amateurs, or dilettantes, but possess expertise over a specific body of knowledge and skill.
Few employers or organizations would require heart doctors to deliver babies, real estate lawyers to defend criminal cases, chemical engineers to design bridges, or sociology professors to teach English. The assumption behind this is that because such traditional professions require a great deal of skill, training, and expertise, specialization is considered necessary and good. In contrast, the other part of the assumption is that nonprofessions and semiskilled or low-skill occupations require far less skill, training, and expertise than traditional professions and, hence, specialization is assumed less necessary.
Despite the centrality of specialization to professionalization, there has been little recognition of its importance among education reformers, even among proponents of teacher professionalization. Indeed, some school reformers have argued that teacher specialization, especially at the elementary school level, is a step backward for education because it does not address the needs of the “whole child,” unduly fragments the educational process and, hence, contributes to the alienation of students (e.g., Sizer, 1992).
To assess the degree of specialization in teaching and the degree to which teachers are treated as professionals with expertise in a specialty, we examine the phenomenon known as out-of-field teaching—the extent to which teachers are assigned to teach subjects which do not match their fields of specialty and training. Out-of-field teaching is an important but little understood
Reading 23. The Status of Teaching as a Profession • 191
problem. It is misunderstood because it is usually confused with teacher training. Most researchers and reformers assume, wrongly, that out-of-field teaching is due to a lack of training or preparation on the part of teachers. The source of out-of-field teaching lies not in a lack of education or training on the part of teachers, but in a lack of fit between teachers’ fields of preparation and their teaching assignments. Out-of-field teaching is a result of misassignment—when school principals assign teachers to teach subjects for which they have little background. It is important because otherwise qualified teachers may become highly unqualified when assigned out of their fields of specialty.
Assessing the extent of in-field or out-of-field teaching is one way of assessing the importance of professional specialization in the occupation of teaching—it provides a measure of the extent to which teachers are treated as if they are semiskilled or low-skill workers whose work does not require much expertise or, alternatively, as if professionals whose work requires expertise in a specialty.
Table 23.1 presents a measure of in-field/out-offield teaching—the average percentage of secondary-level classes in which teachers do have at least a college minor in the fields taught.8
The data show that an emphasis on specialization in one’s area of expertise often does not hold in secondary level teaching. Teachers at the secondary school level are assigned to teach a substantial portion of their weekly class schedules out of their fields of specialty. For example, in public schools, teachers, on average, spend only about three quarters of their time teaching in fields in which they have a college major or even a minor. This lack of specialization is more widespread in high-poverty schools. But, again, these comparisons are overshadowed by public/ private differences.
Private school teachers are far more often assigned to teach subjects out of their fields of training than are public school teachers—just over half of a private school teacher’s schedule is in fields for which they have basic training.
However, there are differences among private schools (not shown here). Teachers in nonsectarian private schools have higher levels of in-field
teaching than do teachers in other private schools. On average, teachers in nonsectarian schools spend about two thirds of their schedules teaching in field; in contrast, in-field levels in religious private schools are lower—about half their class loads.
Authority
Professionals are considered experts in whom substantial authority is vested and professions are marked by a large degree of self-governance. The rationale behind professional authority is to place substantial levels of control into the hands of the experts—those who are closest to and most knowledgeable of the work. Professions, for example, exert substantial control over the curriculum, admissions, and accreditation of professional training schools; set and enforce behavioral and ethical standards for practitioners; and exert substantial control over who their future colleagues are to be. Sometimes this control is exerted through professional organizations. For instance, gaining control over (and sharply limiting) medical school admissions by the American
Medical Association was a crucial factor in the rise of medicine from a lower status occupation to one of the pinnacle professions (Starr, 1982).
Other times control is exerted directly in workplaces and, as a result, professionalized employees often have authority approaching that of senior management when it comes to organizational decisions surrounding their work. In the case of hospitals, physicians traditionally were the senior management. Academics, for another example, often have substantially more control than university administrators over the hiring of new colleagues and, through the institution of peer review, over the evaluation and promotion of members and, hence, over the ongoing content and character of the work of the profession.
The distribution of power, authority, and control in schools is one of the most important issues in contemporary education research and policy.
Indeed, this issue lies at the crux of many current reforms, such as teacher empowerment, sitebased management, charter schools, and school
192 • CHAPTER 5. ROLES AND RESPONSIBILITIES
restructuring. But it is also a source of contention.
Some hold that schools are overly decentralized organizations in which teachers have too much workplace autonomy and discretion. Others hold the opposite—that schools are overly centralized in which teachers have too little influence over school operations. Part of this confusion arises because of differences in the domain analyzed; most focus on how much autonomy teachers have in their classrooms over the choice of their texts or teaching techniques. Others focus on how much power faculties collectively wield over schoolwide decision making, such as budgets.9
Here we focus on faculty influence over two issues traditionally controlled by professionals— peer hiring and peer evaluation.
Table 23.1 displays the frequency of schools in which principals report the school board, the district staff if in the public sector, the faculty, and principals themselves, to have substantial decision making influence over two activities— staff evaluation and hiring.10 The data paint a picture of a steep organizational-level hierarchy, with principals at the top.
Overall, principals clearly view themselves as powerful actors in reference to decisions concerning teacher evaluation and hiring and teachers as among the least powerful actors. In comparison to principals, boards, and district staff have far less authority over these school decisions, at least from the viewpoint of principals. In every kind of school, principals report faculty to be influential far less often than they are themselves. Teachers are also less often influential than district staff over these issues.
However, in comparison to school boards, teachers’ professional authority is equal or higher in both public and private schools.
Consistent with conventional wisdom, the hierarchy in some ways is less steep in affluent than in poor public schools; faculty in poor schools are less often reported to be influential, especially over hiring, and boards are more often influential. But, especially over hiring, private school teachers are less often empowered than those in public schools, counter to conventional wisdom that private school teachers are delegated more workplace influence
than public school teachers (e.g., Chubb & Moe,
1989).
Compensation
Professionals typically are well compensated and are provided with relatively high salary and benefit levels throughout their career span. The assumption is that, given the lengthy training and the complexity of the knowledge and skills required, relatively high levels of compensation are necessary to recruit and retain capable and motivated individuals.
Teacher salaries have been a much discussed topic amongst teacher reformers. But, unfortunately, data on teacher salaries have often been misleading. Teacher salary analyses typically focus on the average salary levels of teachers of particular types or in particular jurisdictions. Comparing average teacher salaries for different kinds of teachers or schools can be misleading because teacher salary levels are often standardized according to a uniform salary schedule, based on the education levels and years of experience of the teachers. Especially with an aging teaching workforce, it is unclear if differences in average salary levels are due to real differences in the compensation offered to comparable teachers by different schools, or are due to differences in the experience and education levels of the teachers employed.
That is, schools with older teachers may appear to offer better salaries, when in fact they do not.
A more effective method of comparison across schools is to compare the normal salaries paid by schools to teachers at common points in their careers. Start-of-career salary levels provide some indication of how well particular kinds of workplaces are able to compete for the pool of capable individuals. End-of-career salary levels provide some indication of the ability of particular kinds of workplaces to retain and motivate capable individuals. The ratio between starting salaries and end-of-career salaries provides some indication of the extent of opportunity for promotion, and the range of monetary rewards available to employees as they advance through their careers.
Reading 23. The Status of Teaching as a Profession • 193
Table 23.1 shows data on the normal starting and maximum teacher salaries offered in different kinds of districts or schools in the 2007–2008 school year. Of course, salary data such as these quickly get “old” due to inflation. However, our analysis is not concerned with absolute salary values, but with comparisons—which have shown little change over time. We make four comparisons: how salaries vary across different types of schools; the ratio between teachers’ start-of-career and end-of-career salaries; how beginning teachers’ salaries compare with those of other recent college graduates; and, finally, how teachers’ annual salaries compare to those in other occupations. These are revealing comparisons to make and get at the status of teaching as a profession. Data on the provision of retirement benefits are also displayed.11
Consistent with conventional wisdom (Kozol,
1991), there are differences in the compensation afforded to teachers in public schools and public schools serving high-poverty communities pay less than schools in more affluent communities. But the differences between public and private schools are even greater. Teachers in private schools are paid far less than in public schools, and also are less likely to be provided with a retirement plan by their school. The average starting salary for an individual with a bachelor’s degree and no teaching experience was about 25% more in public schools than in private schools. Moreover, the public-private salary gap widens as teachers progress through their careers. The average maximum salary (the highest possible salary offered) for public school teachers was more than 30% more than for private school teachers. We also found that among private schools, there are also large differences in compensation. Non-Catholic religious private schools pay their starting teachers a salary that is just above the official federal poverty line. Teachers’ salaries, in both public and private schools, are also “front loaded.” The ratio of teachers’ end-of-career to start-of-career salaries in Table 23.1 is less than
2 to 1. This is far less than many other occupations and traditional professions. Front loading suggests limited opportunity for financial gains, can undermine long-term commitment to an
occupation, and can make teaching less attractive as a career (Lortie, 1975).
In order to place teachers’ salaries in perspective, it is useful to compare them to the salaries earned in other lines of work. Traditionally teachers have long been called the “economic proletarians of the professions” (Mills, 1951), and the data bear this out. Table 23.2 shows that the salaries of new college graduates who have become teachers are considerably below those of new college graduates who chose a number of other occupations. For instance, the average salary (one year after graduation) for 2000 college graduates who became teachers was almost 50% less than the average starting salary of their classmates who took computer programming jobs.
Table 23.2
Mean Annual Salaries of New
Bachelor Degree Recipients in
Selected Occupations (2000–2001)
Occupation
Managers/executives
Computer programmers
Engineers/architects
Sales
Military
Mechanics
Editors/writers/reporters
Teachers (K–12)
Laborers
All occupations
Salary
$75,470
$50,158
$47,205
$36,521
$35,917
$35,818
$29,506
$26,609
$24,387
$28,478
Note. From original analysis by the authors of the
Baccalaureate and Beyond Survey: 2000–2001. Washington,
DC: U.S. Department of Education.
These differences remain throughout the career span. For instance, data collected in 2008 by the Bureau of Labor Statistics show that the average annual salaries of teachers were far below those of traditional professionals, such as college professors, scientists, pilots, and lawyers
(see Table 23.3).
194 • CHAPTER 5. ROLES AND RESPONSIBILITIES
Table 23.3
Mean Annual Salaries for Selected
Occupations (2008)
Occupation
Surgeons
Dentists
Lawyers
Pilots
Law professors
Physicists
Pharmacists
Veterinarians
Education administrators (K–12)
Architects
Chemists
Psychology professors
Sociology professors
Accountants
Secondary school teachers
Middle school teachers
Elementary school teachers
Kindergarten teachers
Preschool teachers
Salary
$206,770
142,070
124,750
119,750
101,070
106,440
104,260
89,450
86,060
76,750
71,070
69,560
68,900
65,840
54,390
52,570
52,240
49,770
26,610
Note. From National Occupational Employment and Wage
Estimates, 2009, Washington, DC: Bureau of Labor Statistics.
Prestige
Professions are high status, high prestige occupations. In other words, they are respected and envied. Prestige and status, unlike salary, power or professional development, at first glance, might seem very difficult to empirically assess because they are highly subjective. But, like other attitudes, public perceptions of which kinds of occupations are more or less prestigious can be assessed and, indeed, for more than 50 years sociologists have studied how the public evaluates the relative prestige of occupations. Table 23.4 presents some of the results from the best known studies of occupational prestige.12 These data are useful to illustrate how the status of teaching compares to other occupations and also to compare the relative status of different levels of teaching. The
data clearly show that, as expected, the traditional professions are very prestigious. Teaching, like many of the other female dominated occupations, is rated in the middle. Teaching is less prestigious than law, medicine, and engineering, but it is more prestigious than most blue collar work, such as truck driving, and pink collar work, such as secretaries. The status of teaching also changed slightly from the early 1970s to the late 1980s. Both elementary and secondary teaching went up in prestige, but kindergarten and preschool teaching went down. The result is a distinct status hierarchy within the teaching occupation; secondary teachers are slightly higher status than elementary teachers. Both are substantially higher status than kindergarten and preschool teachers.
Implications
This article attempts to ground the ongoing debate over teacher professionalization by evaluating teaching according to a series of classic criteria used to distinguish professions from other kinds of work. The data show that, on the one hand, almost all elementary and secondary schools do exhibit some of the important characteristics of professionalized workplaces. On the other hand, and despite numerous reform initiatives, almost all schools lack or fall short on many of the key characteristics associated with professionalization. Clearly, teaching continues to be treated as, at best, a “semi-profession”
(Lortie, 1969, 1975).
But there are also large variations in the degree of professionalization, depending on the type of school. Consistent with conventional wisdom, low-income schools are, in a number of ways, less professionalized than are the more affluent public schools. The most striking differences are those between public and private schools. The teaching job in private schools is in some important ways less professionalized than in public schools. Moreover, there are distinct differences within the private sector, often overlooked in public/private comparisons. Our background analyses show that in most ways, the least
Reading 23. The Status of Teaching as a Profession • 195
Table 23.4 elative Prestige of Selected Occupations (ranked by 1972 scores)
R
Occupation
Physicians
Professors
Lawyers
Judges
Physicists and astronomers
Dentists
Architects
Aerospace Engineers
Psychologists
Chemists
Clergy
Chemical engineers
Secondary school teachers
Registered nurses
Score
1972
82
78
76
76
74
74
71
71
71
69
69
67
63
62
Score
1989
86
74
75
71
73
72
73
72
69
73
69
73
66
66
Elementary school teachers
Authors
Pre-K/kindergarten teachers
Actors and directors
Librarians
Social workers
60
60
60
55
55
52
64
63
55
58
54
52
Occupation
Funeral directors
Athletes
Bank tellers
Police
Secretaries
Mail carriers/postal service
Plumbers
Tailors
Carpenters
Barbers
Bakers
Truck drivers
Cashier
Painters/construction/ maintenance Cooks
Waiters and waitresses
Maids
Garbage collectors
Janitors/cleaners
Score
1972
52
51
50
48
46
42
41
41
40
38
34
32
31
30
Score
1989
49
65
43
60
46
47
45
42
39
36
35
30
29
34
26
20
18
17
16
31
28
20
28
22
Note. From General Social Survey, 1972 and 1989, Washington, DC: U.S. Census Bureau. Reprinted with permission.
professionalized of schools are non-Catholic religious private schools. This has important implications for current school reform and policy. It suggests there may be an overlooked but fundamental clash between teacher professionalization and school privatization reforms, such as some school choice initiatives. It also suggests that privatization may lead to an unintended consequence—the further deprofessionalization of teaching.
These data raise some obvious questions. What difference does professionalization make for those in schools? What are the implications of variations among schools in professionalization? To be sure, research and reform concerned with teacher professionalization typically assume that professionalization is highly beneficial to teachers,
schools, and students. The rationale underlying this view is that upgrading the teaching occupation will lead to improvements in the motivation, job satisfaction, and efficacy of teachers, which, in turn, will lead to improvements in teachers’ performance, which will ultimately lead to improvements in student learning (e.g., Carnegie
Forum on Education and the Economy, 1986;
Holmes Group, 1986). If we accept this assumption, in other words if we assume that professionalization attracts capable recruits to an occupation, fosters their expertise and commitment, and, ultimately, provides assurance to the public of quality service to the public, then these data do not yield a reassuring portrait of the teaching occupation.
This logic and these assumptions seem reasonable enough. Indeed, equivalent arguments are
196 • CHAPTER 5. ROLES AND RESPONSIBILITIES
regularly used by proponents of professionalization in any number of other occupations and also by defenders of the status quo in the traditional professions. However, just as in other occupations and professions, very little empirical research has ever been done to test such claims. It is difficult to find, for instance, empirical research examining the direct effects of the relatively high levels of training, power, compensation, and prestige accorded to physicians and professors.
It is important, however, to ask these kinds of questions because proponents of professionalization, in teaching and elsewhere, ignore an important stream of literature in the sociology of work, occupations and professions that illuminates the downside to professionalization. For instance, medicine, long considered among the pinnacle professions and the clearest example of work that has successfully become professionalized over the past century, has been the subject of a great deal of criticism. The focus of this criticism is the negative consequences of the power and privilege of professionalization—monopolistic control over medical knowledge and the supply of practitioners, antagonism toward alternative medical approaches, a power imbalance in the physician/client relationship (e.g., Abbott, 1988;
Freidson, 1986; Starr, 1982). From this viewpoint, professionalization in medicine has brought many benefits, but it also incurs costs.
The implication of this line of thought is that it is important to distinguish both the benefits and costs of professionalization and also to specify for whom both of these apply.
In other follow-up research projects, we and colleagues have analyzed the effects of various indicators of professionalization on teachers themselves—specifically their engagement or commitment to teaching; on conflict in schools and on teachers’ actual rates of retention and turnover (see, e.g., Ingersoll, 1997, 2003b; Smith
& Ingersoll, 2004). We found that most of the above indicators of professionalization do, indeed, positively affect teacher commitment, school climate, and teacher retention. Several, however, particularly stood out for their strong effects: faculty autonomy and decision-making
influence; the effectiveness of assistance for new teachers; and teachers’ salaries and benefits.
Notes 1. For examples of the literature on teacher professionalism and professionalization, see Labaree
(1992, 2004); Little (1990); Lortie (1969, 1975);
Malen and Ogawa (1988); Rosenholtz (1989); Rowan
(1994); Talbert and McLaughlin (1993). 2. For examples of the sociological literature on professions, see, e.g., Abbott (1988); Collins (1979);
Etzioni (1969); Freidson (1984, 1986, 2001); Hall
(1968); Hodson and Sullivan (1995); Hughes (1965);
Larson (1977); Mills (1951); Starr (1982); Vollmer and Mills (1966). 3.
There is an important stream of sociological research on the proletarianization, bureaucratization, and deprofessionalization of some traditional professions. See, for example, Freidson (1984, 1986, 2001). 4. Unless noted, the data for these indicators are from the U.S. Department of Education’s Schools and
Staffing Survey (SASS). This is the largest and most comprehensive data source available on elementary and secondary teachers. SASS was conceived to fill a long-noted void of nationally representative data on the staffing, occupational, and organizational aspects of elementary and secondary schools. To date, six independent cycles of SASS have been completed:
1987–1988, 1990–1991, 1993–1994, 1999–2000,
2003–2004, 2007–2008. Each cycle includes several sets of linked questionnaires: for each school sampled, for the principal or headmaster of each school, for the central district administration for each public school, and for a sample of teachers within each school. In each cycle, the effective sample sizes are about: 5,000 school districts, 11,000 schools, and 55,000 teachers.
The SASS data presented in this analysis are primarily from the 2007–2008 cycle. 5. Table 23.1, low poverty refers to schools
In
where 10% or less of the students receive publicly funded free or reduced price lunches. High poverty refers to schools where more than 50% do so. In Table 23.1,
“full” certification refers to all those with regular, standard, advanced, or probationary certification. It does not include temporary, emergency, or provisional certificates. Probationary refers to those having completed all of the requirements for a full certificate, except for a required probationary period.
Reading 23. The Status of Teaching as a Profession • 197 6. Of course, many organizations, such as hospitals and universities, are characterized by a growing secondary labor market of “adjunct” jobs and positions. These are often very similar in work content to regular positions, but are otherwise highly deprofessionalized; i.e., with lower levels of compensation, authority, specialization, prestige, etc. For examples of the literature on primary and secondary labor markets, see Simpson and Simpson (1983). 7. Of the three indicators of teacher professional development displayed in Table 23.1, the first is from data collected in 2007–2008, the second and third are from 2003–2004 data. 8.
The data on percentage in-field teaching are from the 1993–1994 SASS. For a detailed report of our research on out-of-field teaching, see “The
Problem of Underqualified Teachers in American
Secondary Schools” (Ingersoll, 1999). 9.
For a more detailed discussion of the debate over school control and centralization/decentralization and a more detailed analysis of the data on decisionmaking influence, see Ingersoll (2003b).
10. The measures of decision-making influence are drawn from principals’ answers to the question: “How much actual influence do you think each group or person has on decisions concerning the following activities: hiring new full-time teachers and evaluating teachers?” For four groups: school boards, district if public sector, principals themselves and faculty. Each group or person is defined as being “influential” if the mean score for the activity was equal to 4, on a scale of 1 = no influence to 4 = major influence.
11. The retirement plan measure indicates whether a school or district offers either a defined-benefit or a defined-contribution (with employer contribution) retirement plan. It does not account for differences in the worth or coverage of plans.
12. the early 1960s, sociologists, working with
In
the General Social Surveys (GSS) and Census data, developed an occupational prestige scale based on rankings of the social standing of occupations by a nationally representative sample of respondents. These scales were replicated and refined over subsequent years. For information on the GSS and the occupational prestige scales and data, see Davis and Smith (1996).
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