Student
Continuous Assessment
Subject : Foundation of Financial Planning
Title : Code of Coduct for Personal Financial Planner Student name : LEUNG KONG SANG (HUGO)
Student number: 30124326
Company Handbook
ABC company certificants handbook
Issue date: 13-10-2012
To ABC COMPANY certificants:
This is our new Certificant Handbook. Please review it and sign the attached acknowledgment and drop the acknowledgment in Officer’s inbox.
You may keep a copy of the Handbook if you wish, but a copy will always be available to you through the GR department. If you wish to keep a copy, please return the Handbook to HR.
This Employee Handbook was developed to describe some expectations of our certificant’s conduct and ethics and to outline several principal and rules to our certificants to follow and reference. Certificants should familiarize themselves with contents of the Handbook as soon as possible, for it will answer many questions about how to guide themselves to a professional adviser.
INTRODUCTARY STATEMENT
As part of the CFP certification process and the terms and conditions imposed upon certificants and registrants, CFP Board maintains professional standards necessary for competency and ethics in the financial planning profession. Through its Code of Ethics and Professional Responsibility (Code of Ethics), CFP Board identifies the ethical principles certificants and registrants should meet in all of their professional activities. Through its Rules of Conduct, CFP Board establishes binding professional and ethical norms that protect the public and advance professionalism.
CFP Board's Financial Planning Practice Standards (Practice Standards) describe the best practices expected of certificants engaged in financial planning and refer to those sections of the Rules of Conduct that provide ethical guidance. Through its Disciplinary Rules and Procedures (Disciplinary Rules), CFP Board enforces the Code of Ethics, Rules of Conduct, and Practice
Subject : Foundation of Financial Planning
Title : Code of Coduct for Personal Financial Planner Student name : LEUNG KONG SANG (HUGO)
Student number: 30124326
Company Handbook
ABC company certificants handbook
Issue date: 13-10-2012
To ABC COMPANY certificants:
This is our new Certificant Handbook. Please review it and sign the attached acknowledgment and drop the acknowledgment in Officer’s inbox.
You may keep a copy of the Handbook if you wish, but a copy will always be available to you through the GR department. If you wish to keep a copy, please return the Handbook to HR.
This Employee Handbook was developed to describe some expectations of our certificant’s conduct and ethics and to outline several principal and rules to our certificants to follow and reference. Certificants should familiarize themselves with contents of the Handbook as soon as possible, for it will answer many questions about how to guide themselves to a professional adviser.
INTRODUCTARY STATEMENT
As part of the CFP certification process and the terms and conditions imposed upon certificants and registrants, CFP Board maintains professional standards necessary for competency and ethics in the financial planning profession. Through its Code of Ethics and Professional Responsibility (Code of Ethics), CFP Board identifies the ethical principles certificants and registrants should meet in all of their professional activities. Through its Rules of Conduct, CFP Board establishes binding professional and ethical norms that protect the public and advance professionalism.
CFP Board's Financial Planning Practice Standards (Practice Standards) describe the best practices expected of certificants engaged in financial planning and refer to those sections of the Rules of Conduct that provide ethical guidance. Through its Disciplinary Rules and Procedures (Disciplinary Rules), CFP Board enforces the Code of Ethics, Rules of Conduct, and Practice