References: Connors‚ T. SOX Benefits. Retrieved from http://www.thecro.com/node/400 Medeiros‚ M. (2013). Preparing for SOX 404(b) and an IPO. Retrieved from http://www.wolfandco.com/solutions/insights/602-preparing_for_sox_404_b_and_an_ipo/view PricewaterhouseCoopers. Roadmap for an IPO. Retrieved from http://www.pwc.com/us/en/transaction-services/assets/roadmap-for-an-ipo-a-guide-to-going-public
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top management began to falsify their financials in order to gain more investors so that they may reason more money. The U.S. Congress late implemented the Sarbanes-Oxley Act after the WorldCom Scandal which was another scandal like enroll. Section 404 of the Sox Act "mandates management of public companies to establish‚ document‚ and assess the effectiveness of their internal control structures" (Reed/Pence‚ PG.18). The article also talks about how control matrixes and flow charts have become better
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money on accessories we don’t need instead of donating the money to a Famine charity. " If it is in our power to prevent something bad from happening‚ without thereby sacrificing anything of comparable moral importance‚ we ought‚ morally‚ to do it."(404). The problem is that no one cares. As long as it doesn’t "effect" us we will turn our backs on the issues of others that need our support the most. Our legal system supports Singer’s opponent. It enforces violations of general duties‚ but only sometimes
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is not enough tot dismiss a complaint. The Complaint must sate enough to satisfy the requirements of the substantive law giving rise to the claim. Merely asserting a grievance is not enough Braun c. Glade Valley Sch. Inc. 7 N.C. App. 83‚ 334 S.E. 2d 404 (1985). Analysis Rule 12(b) (6)‚ permitting a Motion to Dismiss for Failure of the Complaints to State a Claim on which relief can be granted. Some courts have held that as the rule by it’s terms refer to the statements in the complaint. When these
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Sample Management Reports on Effectiveness of Internal Control over Financial Reporting Purpose Guidance on the preparation of management’s reports on the effectiveness of internal control over financial reporting is provided by the following. * Item 308(a) of Regulation S-B and S-K‚ 17 C.F.R 228.308(a) and 17 C.F.R. 229.308(a) * Questions 1‚ 2‚ 3‚ and 19 of Internal Control over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports: Frequently Asked Questions
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ch as possible‚ but most of them look awkward and uncomfortable: high heel dress shoes with rubber-like material? No way 2. expansion is a dilemma lose competitive advantage: without the unique style‚ Crocs brand name is fading Crocs website: 404 footwear‚ 730 Jibbitz (accessories) : few products are related to the trendy‚ unique style of original Crocs shoes New footwear goes to different direction: more dressier‚ regular‚ homely New products dont sell (need financial data to backup) 3
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early distributions Instructions for Form 5329 (2012) http://www.irs.gov/pub/irs-pdf/i5329.pdf Line 2 The additional tax on early distributions does not apply to the distributions described below. Enter on line 2 the amount that can be excluded. In the space provided‚ enter the applicable exception number (01-12). No. Exception 01 Qualified retirement plan distributions (does not apply to IRAs) you receive after separation from service in or after the year you reach age 55 (age 50 for qualified
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Title IV’s Section 401(a) requires prompt disclosure andmore extensive reporting on off–balance sheet transactions. Section 404 requires that management evaluate its internal financial controls and report whether they are “effective.” The external auditing firm must also indicate whether it agrees with management’s evaluation of its internal controls. Section 409 requires that
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The Peloponnesian war arose between 431-404 BC. This confrontation hurled the two most powerful city-states of Greece against each other. The two conflicting sides of Athens and Sparta forced many other city-states of the Hellenic world to align themselves. Each city-state could side with the powerful naval confederacy of the Athenians‚ or the elite Spartan military. The combat supremacy of Athens and Sparta was not the only factor. Athens was a mighty empire and wished to expand its control. The
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Chapter 1 Multiple-Choice Questions |1. |Recording‚ classifying‚ and summarizing economic events in a logical manner for the purpose of providing financial | |easy |information for decision making is commonly called: | |c |a. finance. | |
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