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    CFA Level 3 answers 2011

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    LEVEL III Question: Topic: Minutes: 1 Individual PM/Behavioral 15 Reading References: 2011 Level III‚ Volume 2‚ Study Session 3‚ Reading 7‚ pp. 5–12 “Heuristic-Driven Bias: The First Theme‚” Beyond Greed and Fear: Understanding Behavioral Finance and the Psychology of Investing‚ Hersh Shefrin (Oxford University School Press‚ 2002) 2011 Level III‚ Volume 2‚ Study Session 3‚ Reading 8‚ pp13–20 “Frame Dependence: The Second Theme‚” Beyond Greed and Fear: Understanding Behavioral Finance

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    COST OF CAPITAL Directed Silicon Valley Medical Technologies - SIVMED was found in San Jose‚ CA‚ in 1982 by Kelly’s O’Brien‚ David Roberts‚ and Barbara Smalley. O’Brien and Roberts‚ both MDs‚ were on the research faculty at the UCLA Medical School at the time; O’Brien specialized in biochemistry and molecular biology‚ and Roberts specialized in immunology and medical microbiology. Smalley‚ who has a PhD‚ served as department chair of the Microbiology Department at UC-Berkeley. The company

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    NBER WORKING PAPER SERIES FINANCIAL CONSTRAINTS ON CORPORATE GOODNESS Harrison Hong Jeffrey D. Kubik Jose A. Scheinkman Working Paper 18476 http://www.nber.org/papers/w18476 NATIONAL BUREAU OF ECONOMIC RESEARCH 1050 Massachusetts Avenue Cambridge‚ MA 02138 October 2012 Hong and Scheinkman acknowledge support from the National Science Foundation through grants SES-0850404 and SES-07-18407. We thank Joshua Margolis‚ Dirk Jenter‚ Jeffrey Wurgler and seminar participants at St Gallen

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    argument is that human wealth could be viewed as an asset with bond-like characteristics. The value declines as people age‚ since the present value of earnings and benefits (coupons) becomes smaller as one nears retirement. As a result‚ young investors‚ whose human wealth is largely allocated in this bond-like portfolio‚ should weight their investments towards equities to balance out the bond-like value of their human wealth‚ and as that bond-like value decreases with age‚ so should one’s investments

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    Coffee Shop Business Plan

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    (2010‚ May 30). Retrieved May 30‚ 2010‚ from www.businessweek.com: http://www.businessweek.com/magazine/content/10-22/b4180041317599.htm www.go4funding.com www.investopedia.com. (2009). Retrieved may 30‚ 2010‚ from http://www.investopedia.com/articles/bonds/08/convertable-financing.asp www.wikiepedia.com www.wikiepedia.com. (2010). Retrieved may 30‚ 2010‚ from http://en.wikiepedia.org/wiki/collable_bond Case Questions page 479

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    Quiz 3

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    such as once a year or once a month. Correct Answer:    The cash flows for an annuity must all be equal‚ and they must occur at regular intervals‚ such as once a year or once a month. Question 5 4 out of 4 points A U.S. Treasury bond will pay a lump sum of $1‚000 exactly 3 years from today. The nominal interest rate is 6%‚ semiannual compounding. Which of the following statements is CORRECT? Answer

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    Fin 516 Quiz 1

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    Saunders Corporation’s convertible bonds: Maturity: 10 Stock price: $30.00 Par value: $1‚000.00 Conversion price: $35.00 Annual coupon: 5.00% Straight-debt yield: 8.00% What is the bond’s conversion value? (a) $698.15 (b) $734.89 (c) $773.57 (d) $814.29 (e) $857.14 | |   | Student Answer: |   | (e) $857.14 Conversion ratio = Par value / Conversion Price= 28.5714 =1000/35 Current share price= $30.00 Therefore‚ conversion value of the bond= $857.14 =28.5714x30 |   | Instructor

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    Assets consist solely of Petrolease shares 2. 1 share of Petrolease = 1 Share of Stock and $100 bond at Interest rate 0.05 (Enforce the arbitrage). 3. Incurs no expenses and pays out all earnings (No additional costs or any kind of risk) 4. open-end fund (Leverfund assets are tradable in open market) a. Issue 1 share + 1 bond = adding 1 share Petrolease b. Demand 1 share + 1 bond = subtract 1 share Petrolease 5.

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    Foundation of Finance

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    to a set of real or financial assets (usually of a corporation) usually coupled with corporate control. 4. Derivatives payoff is dependant on the value of some other (usually financial) asset. 5. Combinations of the above Example: Callable Bond 3 Foundations of Finance: Overview C. Illustration: Debt vs. Equity. Suppose XYZ Co s assets pay off a random amount of Cash Flow (CF) in 1 year s time and XYZ has issued debt with a promised payment of $100 in 1 year s time‚ and equity

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    more of their investments into bonds. Retirement should not necessarily mean that a retiree should change their asset allocation rather diversify allocation to reduce the risk of weighted average of its component parts (aaii.com). Diversification depends on not only the quantity of assets in a portfolio but the performance of each one in the economic market and how they affect each other. The most common asset allocation practice is to diversify between stocks bond and cash (CDs or money markets)

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