April 2 AFM 452 KCRM assesses controls and risks and design in the planning phase Plan * Key document from panning phase – KCRM * Validate with the client so that you are sure the client agrees with the risk assessment * If you’ve assessed a risk as “high inherent risk” and seen that design is okay but control effectiveness is not working‚ then you have a big issue but if you have “moderate inherent risk” and see that design is okay but control effectiveness not working‚ not
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“Describe the essential element to be a successful financial planner in Hong Kong and China. Explain the challenges of practicing ethical financial planning in Hong Kong and China.” Successful financial planning Successful financial planning Establishing trusting relationships with clients Establishing trusting relationships with clients Strong reputation Strong reputation Professional and ethical behavior Professional and ethical behavior Strong financial planning knowledge Strong
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Abstract Counselors deal with wide diversity of cultures‚ religion‚ language‚ lifestyle‚ and values of people. In order to counsel effectively‚ a therapist must recognize his own value systems to have respect for human individuality and freedoms of choice. When a counselor assesses his own strengths and weakness‚ he can begin to positively assist the client in developing alternatives for problem solving.
Free Feeling Emotion Psychology
Assessment tools 3 Q1: Write a purpose statement To provide information on how employee fulfill the obligations of their positions when work arrangements wherein employees are given greater scheduling freedom. Q2: Find three sources of information relation to this purpose statement and provide the following information. Source 1 Title: Success with flexible work practise Author: Carol Davies Date of publication: Nov 1997 Publisher:http://www.dpc.nsw.gov.au/__data/assets/pdf_file/0008/25595/Success_with_Flexible_Work_Practices
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Chapter 1: 3 Principles: created by ASB – page 42. responsibilities – who we are and what we need to be. Competence and capabilities Comply with ethical requirements Interdependence Due care – give your best everyday Professional skepticism/ judgment Performance: what we did or didn’t do To obtain reasonable assurance Plan and properly supervise audit. Apply appropriate materiality Assess risk of material misstatement Based on understanding of entity (client) Environment
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About CRAB: Credit Rating Agency of Bangladesh Limited (CRAB) was established in 2003 at the initiative of some leading personalities in private sector and institutions of the country with the commitment to contribute to the development of the capital market by providing quality ratings and comprehensive research services. CRAB was incorporated as a public limited company in 2003 and received its Certificate for Commencement of Business in the same year. In 2004‚ CRAB was granted license by the
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Investigations Contents 1. Key terms 2. Observation 3. Self-Report 4. Experiment 5. Correlation 6. Specification for G541 Key Terms Aim: What you are trying to find out- purpose of the study Causal Relationship: When one event causes another Confidentiality: Participants’ data should be kept anonymous unless they have given consent to make it public. Consent: Researchers need to obtain the participants’ full consent to take part in the study. Control Condition: This is a condition that doesn’t
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一、Ethical and Professional Standards 1.: Code of Ethics A.: State the four components of the Code of Ethics. Members of AIMR shall: 1. Act with integrity‚ competence‚ dignity‚ and in an ethical manner when dealing with the public‚ clients‚ prospects‚ employers‚ employees‚ and fellow members. 2. Practice and encourage others to practice in a professional and ethical manner that will reflect credit on members and their profession. 3. Strive to maintain and improve their competence
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Chapter 1 – Reporting framework and ethics 1 Financial statements Def.: Financial reporting: is the process of identifying‚ measuring and communicating economic information to others so that they may make decisions on the basis of that information and assess the stewardship of the entity´s management - provide a summary of the performance of an entity over a particular period and of its position at the end of that period - Limited liability companies are required by law to prepare and publish
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Student 1 | Student 2 | Student 3 | Student 4 | Name Xuan Hoang TRAN | Name | Name | Name | ID 1138440 | ID | ID | ID | Participation % | Participation % | Participation % | Participation % | Competent | Competent | Competent | Competent | Not Yet Comp | Not Yet Comp | Not Yet Comp | Not Yet Comp | % | % | % | % | Comments
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