Monday December 16 2:35 Final SEC Regulation Steps 1933 Act- offering of securities -private placement exemption- if it’s not made to public in advertised way -accreddited investors 1940 Act- Issuer that is a fund‚ fund must register if it’s an investment company (over 40% of assets in securities -qualified purchaser- high net worth individuals -fewer than 100 investors Advisors Act- if the issuer is a fund‚ investment company‚ advisor must register -foreign advisors exemption
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Parent Information Sheet – Laws and Regulations Regarding Childcare In the UK there many laws relating to the welfare of Children but the ones which are most relevant to home based child care are the following: The Children Act (1989) This is the first acknowledgement in UK law of Childrens’ Rights and is where the phrase “the needs of the child are paramount” The Children Act (2004) followed this and arose from the green paper “Every Child Matters”. It identifies five outcomes stating
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Research Project number: 40955300 HIPAA Privacy and Violation Regulations With today’s high usage of electronic medical records software in hospitals‚ clinics and health care facilities it’s important to protect every patient’s health information and medical records. As we visit the physician’s office or hospital we expect our health information to stay confidential and obtain our records at anytime for any reason. The HIPAA privacy regulation helps us feel confident that our privacy won’t be violated
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Producer Protection‚ Prior Market Structure and the Effects of Government Regulation Assignment on Regulatory Economics 1/5/2012 INTRODUCTION The direct economic regulation of business by independent government commissions has a one-hundred year history on the North American continent. It is generally asserted that the purpose of such commissions is to protect consumers from exploitation by limiting the economic powers of certain firms having pervasive effects on the public interest
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Game Theory and Financial Market Regulation -- Chen Sun This paper examines the rationale for regulation of financial market by using game theory models. The paper first introduces Game Theory‚ examines the necessity of normal market regulation by using Game Theory‚ and finally applies Game theory models to Financial information market and concludes that‚ to achieve a healthy financial market‚ regulation is necessary to 1) increase cost of financial information manipulation and 2) bring back the
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(a) What is externality? What is the economic impact of an externality? Externalities issue is important‚ not only involves a moral issue but also involves economic issues in terms of resource utilization and external cost impact of positive and negative such as the cost of treatment and other costs. Definition | Source | In economics‚ an externality‚ or transaction spillover‚ is a cost or benefit that is not transmitted through prices or is incurred by a party who was not involved as either
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Efficiency: Is There a Connection?” NBER Working Paper‚ No.5233. King‚ R. G. and R. Levine‚ (1993)‚ "Finance and Growth: Schumpter Might is Right"‚ Quarterly Journal of Economics‚ vol.108‚ pp.717-737 Levine‚ Ross. (1991) "Stock Markets‚ Growth‚ and Tax Policy‚" Journal of Finance‚ September ‚ 46(4)‚ pp Levine‚ R.‚ Zervos‚ S.‚ 1998b. Capital control liberalization and stock market development. World Development 26‚ 1169±1183. Lucas‚ Robert E.‚ (July 1988) "On the Mechanics of Economic Development‚" Journal
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Marquise Mack 11-25-06 Ch. 14 Mass Communication Media Freedom‚ Regulation and Ethics Ethics are rules of conduct or principles. They point us toward the right way top act in a situation. Philosophers over the years developed a number of general ethical principles that have particular relevance. There are five different types of ethical principles. The principle of the Golden Mean is a Moral virtue that lies between extremes. Examples are found in media practices like news organizations that
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1. What are the different restriction points of the cell cycle? Describe each. G1 (Restriction) Checkpoint * End of G1‚ just before onset of the S phase (DNA replication) * Yeast “start”; other eukaryotes “restriction point” * The options for the cell at this point: * divide‚ delay division‚ or exit the cell cycle * Cells can exit the cell cycle at this point into an arrested stage (G0) * When this checkpoint is passed‚ cdk4 and cyclin D
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Professional Regulation and Criminal Liability * Health care is a vast ever-changing demand in the United States. Because of that high demand‚ quality has been a concern for many patients. Each day patients put their health and trust in the hands of health care providers. Unfortunately‚ there have been times when the treatment provided‚ whether accidental or intentional‚ has caused harm to the patient. Patients who have experienced injury have the right to file a civil complaint against that
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