Course - International Diploma in Compliance Assignment due date - 29th August‚ 2011 Industry - Banking Board Memorandum To : Board of Directors Executive Management Subject : Recommendations to promote the independence of the Compliance Function Date : 29th August‚ 2011 In reviewing last year regulator’ report on our bank‚ the bank have been imposed more than fifteen major violations from the regulators and some of the violations have got the bank into
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SOX Compliance The Sarbanes–Oxley Act of 2002 (passed on 30 July 2002) is a federal law of United States that has established new and improved regulations for all the US companies in reaction to the growing financial statement frauds‚ which resulted in huge losses to investors. So it was an attempt by US congress to reinforce corporate governance and restore the faith of the investors in the US financial reporting system. It made extensive changes in the freedom and productiveness of the auditors
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INTERNATIONAL JOURNAL OF SCHOLARLY ACADEMIC INTELLECTUAL DIVERSITY VOLUME 14‚ NUMBER 1‚ 2012 Compliance Theory and Organizational Effectiveness Fred C. Lunenburg Sam Houston State University ________________________________________________________________________ ABSTRACT According to compliance theory‚ organizations can be classified by the type of power they use to direct the behavior of their members and the type of involvement of the participants. In most organizations‚ types
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Ethics Paper Anthony Paul Torres OBHR-330 October 19th‚ 2012 On October 8th‚ “The Crooked E: The Unshredded Truth About Enron” was watched. This movie was aired by CBS in January 2003 after the Enron Corporation went bankrupt on December 2nd of 2001. Enron was an American energy and services company established in Houston‚ Texas. Hence‚ this film narrates the rise and fall of this corporation. But‚ what is so important about Enron or watching this movie? Before Enron went bankrupt‚ it
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Santosh Tarmal Uma Mahesh Banner Id:@02887292 Cohort-A (A-32) Analysis of Marketing Ethics I would to focus on scenario 4. Acme is the company involved in selling the industrial supplies. The company provides the purchasing agents with gifts in order to encourage more purchase. Acme’s policy is that‚ bigger the order‚ bigger the gift for purchasing agents. The gifts range from a pair of tickets to a sporty event to outboard motors and snow mobiles. This scenario throws light on the golden rule
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DOT audit. They’re nerve-wracking events‚ especially when you’re unprepared‚ but it doesn’t have to be that way. Trucking firms that hire DOT compliance companies are actually relaxed about audits. Why? Because they know that they have a reliable‚ experienced partner in their corner‚ that everything is documented properly‚ and that they’re in full compliance. Reliable‚ Experienced Partner There are a plethora of rules and regulations that a trucking company has to comply with in order to avoid fines
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UNDERSTANDING MCDONALD’S AMONG THE “WORLD’S MOST ETHICAL COMPANIES” KEY WORDS; ETHICS‚ SOCIAL RESPONSIBILITY‚ ANIMAL WELFARE‚ LEGITIMACY PURPOSE OF THE ARTICLE The animal welfare policies and related public communication initiatives of MCDONALD’S corporation are examined in the context of the organization being named as one of the world’s most ethical organizations. WHAT ARE THE MOST IMPORTANT CONCLUSIONS OF THE ARTICLE OR THE MOST IMPORTANT ASPECTS FROM YOUR PERSPECTIVE? The actions of
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FINAL EXAM ON BUSINESS ETHICS MEN and WOMEN FOR OTHERS By: Fr. Pedro Arrupe‚S.J. How can I put into practice Fr. Pedro Arrupe’s admonitions in my workplace? Submitted by: Roselle Marie D. Azucena‚ RN‚ MAN In partial fulfillment of the requirements for Business Ethics Ateneo Graduate School of Business-Regis Program Submitted to: Professor Manuel Dy My Workplaces: COMPANY PROFILE Mary Mediatrix Medical Center is a privately owned medical facility based in Lipa City
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Jennifer Lancaster Case Study 5 pg. 246 Business & Professional Ethics Zap 1078 All That Glitters Isn’t Gold 1. Determine the stakeholders in this case. Rank them according to importance and explain your reasoning. The stakeholders in this case study are David Walsh‚ John Felderhof‚ the Indonesian government‚ Freeport-McMoRan Copper and Gold‚ and Mike de Guzman. David Walsh is the most important player in this case. Without him acquiring the land in Indonesia to mine‚ there wouldn’t be
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2012 Business Analysis Part I Microsoft is ranked 37 in the Fortune 500 list of companies (CNN‚ 2012). It is the world’s largest software company (Turits & Wesman‚ 2012)‚ and is composed of five separate divisions: Windows‚ Business‚ Servers and Tools‚ Entertainment and Devices‚ and Online. Investors should look at how a company meets the needs of its stakeholders and perform a strength‚ weakness‚ opportunity‚ and threat (SWOT) analysis. By looking at how Microsoft meets the needs of its stakeholders
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