"Evaluate the effectiveness of regulations such as sarbanes oxley act over minimizing the corporate fraud and protecting investors and make one suggestion for improvement" Essays and Research Papers

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    Bank Regulation

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    Lecture 11: Handout The Regulation of Banks Date: 28 April 2004 Module: International Banking Why Regulate Banks? Banks are intermediaries between money suppliers and those who need money. Commercial banks are most heavily regulated financial institutions. Five main reasons for regulation: I. The first is to ensure the safety and soundness of banks. The purpose is to maintain I) domestic and II) international confidence‚ III) protect depositors and ultimately taxpayers

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    Corporate Governance

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    TOYOTA MOTOR CORPORATION Akio Toyoda Telephone Number: 0565-28-2121 Code Number: 7203 http://www.toyota.co.jp Corporate governance at Toyota Motor Corporation (“TMC”) is as follows: I. TMC ’s Basic Policy on Corporate Governance and Capital Structure‚ Business Attributes and Other Basic Information 1. Basic Policy TMC has positioned the stable long-term growth of corporate value as a top-priority management issue. We believe that in carrying this out‚ it is essential that we achieve

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    Tax Planning for U.S. Investors

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    FACULTY OF LAW Lund University Sabina Örberg Tax Planning with Holding Companies for US Investors in Europe A Comparative Study of Holding Regimes in Sweden and Switzerland JAEM03 Master Thesis European Business Law 30 higher education credits Supervisor: Mats Tjernberg Term: Spring 2013 Contents SUMMARY 1 SAMMANFATTNING 2 PREFACE 3 ABBREVIATIONS 4 1 5 INTRODUCTION 1.1 Background 1.2 Purpose 7 1.3 Method and Material 7 1.4 Delimitations

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    ATM FRAUD

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    References: Adeoti‚ J. (2011). Automated Teller Machine (ATM) frauds in Nigeria: the way out. Adini (2010). Nigerian banks look to biometric ATM machines to reduce fraud. Bhargav-Spantzel A.‚ Squicciarini A.‚ Bertino E.Kong X & Zhang W.(2010). Biometrics-Based Identifiers for Digital Identity Management. Consultative Group for International Agricultural Research‚ CGIAR

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    Chapter One

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    as a result of accounting irregularities and fraud. Especially responsible were the very visible Enron and WorldCom fraud cases. Both companies filed for bankruptcy and constituted the largest companies in American history to do so. The extent of the accounting irregularities and fraud being investigated and disclosed brought into question the effectiveness of financial statement audits. In addition‚ the criminal conviction of Arthur Andersen‚ LLP‚ one of the then Big 5 accounting firms‚ on charges

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    d RELIANCE CAPITAL ASSET MANAGEMENT LTD. (RCAM) SUMMER INTERNSHIP PROJECT REPORT ON RISK ANALYSIS AND PORTFOLIO MANAGEMENT May-July 2012 Submitted in partial fulfilment of the requirement of post graduate degree in international business and finance AMITY INTERNATIONAL BUSINESS SCHOOL‚ NOIDA Faculty Guide Submitted By: Ms. VIBHA SINGH SAURAV SINHA Industry

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    UST Inc. Investors

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    MEMORANDUM TO: UST Inc. Investors CC: FROM: DATE: SUBJECT: Debt Policy at UST Inc. ADD INTRO PARAGRAPH From the viewpoint of the bondholder‚ UST Inc. has various attributes that make the company a safe‚ yet sometimes risky investment. Qualities that make UST Inc. a superior investment include their excellent A-1 credit rating and their strong brand name and market position‚ which has made UST Inc. one of the most profitable companies in corporate America. While their asset tangibility

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    conclusions from a 10-year research program‚ the purpose of which has been to develop a framework and methodology‚ grounded in the reality of corporate behavior‚ for analyzing and evaluating corporate social performance. There are three principal sections: (a) a summary of the approaches‚ models‚ and methodologies used in conducting more than 70 field studies of corporate social performance from 1983-1993; (b) a discussion of the principal conclusions derived from the data that (1) corporations manage relationships

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    Investor Stock Analysis

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    INVESTOR STOCK ANALYSIS University of Phoenix Fin 571 April 22‚ 2013 Bank of America and SunTrust are competitors in the banking industry. Aside from the obvious similtaries inherent to the banking business‚ these two companies are different when viewed through a financial perspective. Both companies operates in three segments: Consumer Banking and Private Wealth Management‚ Wholesale Banking‚ and Mortgage Banking. SunTrust Banks has a market cap of $14.81

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    Peregrine Fraud

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    company. “In February 2003‚ Peregrine Systems restated its financial statements for eleven quarters during the years 2000‚ 2001 and 2002‚ decreasing incomes formerly reported of 1.34 billion by more than$ 507 million.” The center of Peregrine’s fraud consisted in recording revenue on the inappropriate basis of non-binging contracts with resellers (channel partners)‚ a complete violation of Generally Accepted Accounting Principles‚ – these resellers would purchase Peregrine’s software for resale

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