Law of Investments & Financial Markets ASSIGNMENT 23 MARCH 2009 BDEFT 6TH INTAKE By TEAM K.M.O.Y. Compiled and Completed by: KHAIRUNISA BTE SARUAN MARINA BTE OSMAN ONG LICHING YING HSU FANG‚ EUNICE Table of Contents PART A Ignorant Hairdresser vs. Professional Consultant 4 Know Your Client 5 Appropriate Advice based on Reason 6 Fiduciary Duty and Conflict of Interests 7 Making False Representations as to returns – Misrepresentation 8 Fraudulent Misrepresentation
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Investment Analysis Tool [IAT] Instruction This memo is intended as a help manual for users of the Investment Analysis Tool. It is my hope that this document will be sufficient to guide a new user through the functions of the IAT and even to feel comfortable enough to create new ways in which to use it for hospital investment decisions. For ease of use‚ the memo is divided into the following sections: I. Overview of Investment Analysis Tool II. Instructions III. Potential
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Jefferson vs. Hamilton Jefferson or Hamilton: Who was more important in American history? Thomas Jefferson and Alexander Hamilton were two very important figures in American history but Jefferson was the more influential and profound one of the two rivals. Jefferson was the principal author of the most important document in US history‚ the Declaration of Independence. He doubled the size of the young nation with the purchase of Louisiana during his presidency. During his lifetime‚ Jefferson
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Ethical investments are similar to traditional investments with only one difference. Both traditional and ethical investors pursue the same goal of capital gains‚ higher income and/or preservation of capital for future needs. "The major difference between traditional investors and ethical investors is that ethical investors do not want their investments going for things that cause harm to the social or physical environments. Instead they want their investments to support needed and life supportive
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Be aware of political parties Leaves and goes back home Dies in 1799 Election of 1796 • John Adams - federalist • Thomas Jefferson - democratic republican • John Adams wins the Presidency and takes the Oath to Office in March Hamilton runs a group called “The High Federalists” (war like federalists) The XYZ Affair: John Adams sends John Marshall to meet the French Foreign Minister - Maurice Talleyrand Maurice Talleyrand sends 3 marshals to meet with them. The marshals
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What is Investment Banking “A specific division of banking related to the creation of capital for other companies. Investment banks underwrite new debt and equity securities for all types of corporations. Investment banks also provide guidance to issuers regarding the issue and placement of stock.” An investment bank is a financial institution that helps companies take new bond or stock issues to market‚ usually acting as the intermediary between the issuer and investors. In addition to the services
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1. If I were in Hamilton Wong’s position‚ I would feel compelled to report every single one of my hours worked on the Willie & Loman audit. The practice of underreporting your hours or “eating time” as Wong called it‚ is highly unethical and can lead to many future problems in the workplace. Although it is something that commonly takes place‚ that does not mean it is any less unethical to do. The problems that you run into by doing this mostly involve future audits. The first problem is not being
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benefits of investment wherever possible. Any project which requires an outlay of money or other resources and which then generates a flow of costs and benefits in subsequent periods should be regarded as an investment. The financial appraisal methods helps in guiding whether to incur an expense now so that benefits can be ripped in later periods (investment)‚ or whether the funds should be used to generate immediate benefits‚ now ( consumption ) Deciding where to focus the investment of an organization
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Investment Banking in 2008 Group Report 1. Failure Analysis: Identify the major factors that contributed to Bear Stearns’s failure? Who stood to benefit from its implosion? How did Bear Stearns’s collapse differ from the ‘Long Term Capital Management’ failure a decade earlier? What could Bear Stearns have done differently to avoid this fate? In the early 2000’s? And during the summer of 2007? And during the week of March 10‚ 2008? (1) Identify
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full. Also‚ Hamilton thought that Congress should charter a national bank. It would help with storing and moving money; it would also help with collecting taxes. And with banks resources‚ it could finance business enterprises. Immediately the bank was a success and investors flocked to get involved and businesses found it easier to get new capital. After the national bank came into play‚ not long after that state banks also become prevalent. Finally‚ after banks were chartered‚ Hamilton proposed government
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