Monday December 16 2:35 Final SEC Regulation Steps 1933 Act- offering of securities -private placement exemption- if it’s not made to public in advertised way -accreddited investors 1940 Act- Issuer that is a fund‚ fund must register if it’s an investment company (over 40% of assets in securities -qualified purchaser- high net worth individuals -fewer than 100 investors Advisors Act- if the issuer is a fund‚ investment company‚ advisor must register -foreign advisors exemption
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on the necessity of regulation of accounting standards. The two opposing views to setting these standards are one that is based on regulations and the other based on market forces. In this report‚ we will discuss the supporting views and arguments of both methods and further justify the method that I personally favor. Over the years there have been many arguments and debates over the necessity for regulation. Those who believe in the efficacy of markets argue that regulation is not necessary
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CHAPTER 2: REGULATION IN FINANCIAL ACCOUNTING Chapter 2 regulation in Financial accounting LEARNING OUTCOMES Upon completion of this chapter you should be able to understand: • The difference between management and financial accounting. • Why accounting regulations are important and required. • The need for and the structure of professional regulation‚ company law‚ stock exchange legislation and EU Directives. • How the different aspects of regulation work together
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Bibliography: ASA. (2015). About regulation. Retrieved 04 20‚ 2015‚ from ASA: http://www.asa.org.uk/About-ASA/About-regulation.aspx Baker‚ & McKenzie CAP. (2010). Relevant legislation and register of Code changes. Retrieved 04 26‚ 2015‚ from CAP: http://www.cap.org.uk/Advertising-Codes/Relevant-legislation-and-register-of-Code-changes
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Chapter 16: Data Analysis and Profiling in Health Plans Chapter 28: Managed Care in the Global Context Chapter 30: Legal Issues in Provider Contracting Chapter 31: ERISA Chapter 32: HIPPA Chapter 33: State Regulation of Managed Care Article Review Complete the Week 6 Article Review. The article can be found by clicking on the link provided (Week 6 Article Review) or by looking in Doc Sharing. Note: The instructions for completing the Article
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United States Army regulations are very important. Being a member of the United States Army is a job that must be done correctly by the men and woman who chose to answer the call of duty. These regulations must be followed by all personnel enlisted or officer. These regulations also must be followed by all branches of the army whether you are national guard‚ reserve‚ or active. These regulations are also very important even when you are still in training. If they are not followed it can greatly
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Wheeler-Lea Act of 1938 was created as an amendment to the Federal Trade Commission Act. It made the FTC independent from the Department of Justice and also made unfair and deceptive sales illegal. The above are all industrial regulation entities. Industrial regulation ensures pricing fairness throughout any industry according to a specific commodity. It can be put in place by the industry itself or the government as in the entities listed in the above paragraph. It exists to effect market structures
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Self-Regulation of Learning PSYCH/635 February 2‚ 2015 Self-Regulation of Learning In the past few years obesity has been on the rise. Many fast food restaurants have been blamed for people being obese. In stores‚ there are many process foods‚ in which it confuses people when buying groceries. People may think that they are buying healthy products when the foods are not healthy. When it comes to health people‚ need to self-regulate themselves into adapting of learning what foods are healthy and which
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ELEC6006 Course Plan Course Outline and Lecture Plan: Communications Policy and Regulations Course ELEC6006 Time: Saturday 9:30 am – 12:00 pm Venue: Room LE-4‚ Library Extension Academic period: 2 Sept 2013 – 23 Dec 2013 Teaching period: 2 Sept 2013 – 30 Nov 2013 Reading week: 14 October 2013 – 19 October 2013 http://www.eee.hku.hk/~work6006‚ username and password to be advised Basic References: Course handouts and related references will be provided in the course Office of the Communications
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Do you think self-regulation is effective when it comes to Indian television? Self regulation in my veiws is...... I see self-regulation and the promotion of quality journalism as additional safeguards of media freedom and even of media power. but when the journalists are asked they say “ we must have self- regulation — but for the other channel‚ but not us!” When it comes to constructing their own news‚ they think very little of professionalism and traditional norms‚ such as getting both
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