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    Fraud and Internal Control

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    When does employee fraud occur?   It is commonly accepted that the presence of the three elements of the “Fraud Triangle” increases the risk of employee fraud: Motivation: The employee is somehow motivated to commit a fraud. Economic factors such as personal financial distress‚ substance abuse‚ gambling‚ overspending‚ or other similar addictive behaviors may provide motivation. The current national economic recession may serve to increase the incidence of such financial motivations. Opportunity:

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    Accounting Information system There are four activities in revenue cycle namely; sales order entry‚ shipping‚ billing and cash collection. The table below shows the activities and the related actions to be conducted by company employees:- Revenue cycle activities | Activity | Sales Order Entry | Process orders from customers | Shipping | Deliver merchandise or services to customers (outbound logistics) | Billing | Send invoices to customers | Cash Collections | Process payments

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    essential steps in performing a systems study are (in order of occurrence): a) Analysis‚ design‚ implementation and initial operation‚ follow‑up b) Design‚ planning‚ follow‑up‚ analysis‚ and implementation c) Planning‚ system specification‚ analysis‚ production‚ implementation d) Planning‚ analysis‚ design‚ implementation‚ and follow‑up 2. Which of the following is intended to solve the problem that financial data used in one application is not easily transferable to other applications?

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    ASSIGNMENTS PRODUCTION PLANNING AND CONTROL Subject Name & Code : Study Centre : Permanent Enrollment Number (PEN): Student Name : Production Planning and Control INSTRUCTIONS a) Students are required to submit three assignments ASSIGNMENT Assignment A Assignment B Assignment C DETAILS Five subjective questions Three subjective questions + Case Study Forty objective questions MARKS 10 10 10 b) c) d) e) Total weightage given to these assignments is 30%.(40% when no PCP*) All assignments are

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    Cancer and cell cycle control: The cell cycle‚ or cell-division cycle‚ is the series of events that takes place in a cell leading to its division and duplication (replication). In cells without a nucleus (prokaryotic)‚ the cell cycle occurs via a process termed binary fission. In cells with a nucleus (eukaryotes)‚ the cell cycle can be divided in two brief periods: interphase—during which the cell grows‚ accumulating nutrients needed for mitosis and duplicating its DNA—and the mitosis (M) phase

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    Using Computer-Assisted Audit Techniques to Support Audit I. Executive Summary Nowadays‚ the use of computers dominates in most of the business world; auditors too have recognized that the power and speed of computers can greatly assist them in their work. The term “computer-assisted audit techniques” (CAAT) is used to denote computer techniques that auditors can utilize to help them complete their audits in a more effective‚ efficient‚ and timely manner. Use of the prefix “computer-assisted”

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    system of ‘internal control (I.C).’ (D.P. Jain‚ 1993). Management not the auditor must establish and maintain the entity’s of control. (Alvin J.‚ James K.‚ W. Morley‚ Ingrid B.‚ 2000). According to Spicer and Pegler‚ “internal control is best regarded as indicating the whole system of controls‚ financial and otherwise estimated by the management in the conduct of a business including internal check‚ internal audit and other form of controls.” (D.P. Jain‚ 1993). Larry F. (2002) defines internal control

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    Internal Controls for Local Government A Training Presentation for City of Tampa’s Leaders Training Objectives What you should know after this class: • • • • • Types of risk Who commits fraud and why Internal controls - who needs them 5 internal control components What you can do! 2 What are Internal Controls? To put it simply‚ internal controls are an exercise of common sense. You are practicing good internal controls when you? • Balance your checkbook • Keep your ATM/debit card

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    CHAPTER TWO: LITERATURE REVIEW 1.9 Introduction 2.0 Objectives of an internal control system 2.1 Identify customizable components 2.2 To identify factors that promotes the effective implementation of internal control system. 2.3 Challenges associated with internal control systems. 2.4 Limitations of internal controls 2.5 To identify the top rated types of internal controls. CHAPTER TWO

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    TABLE OF CONTENTS 1.0 INTRODUCTION 2 2.0 Role of internal control 2 2.1 Management: 2 2.2 Board of Directors: 3 2.3 Auditors: 3 2.4 Staff and junior managers 4 3.0 NEW RULES OF INTERNAL CONTROL 4 4.0 THE GOOD AND THE BAD 10 5.0 RECOMMENDATIONS 12 6.0 REFERENCES 14 1.0 INTRODUCTION Internal control is defined as a process affected by an organization ’s structure‚ work and authority flows‚ people and management information systems‚ designed to help the organization

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