I. BACKGROUND – SECURITIES MARKETS AND REGULATION A. The Basics 1. Two types of securities transactions: a. Primary market transactions – issuer sells securities to marketplace b. Secondary market transaction – between two outside investors 2. How we protect consumers: a. Disclosure b. Process rule c. Bans d. Education e. Intermediaries ( profit-driven incentive to ensure quality 3. What is different
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Many of the highest ranked universities‚ reasonably‚ are using English language to teach in most relevant courses. It is an important reason of increasing the international students in overseas language centres. Foreigners are joining these centres to gain valuable language skills‚ and also verifying of experience‚ however‚ a few negative impacts on students still exist. Studying English Overseas has vast advantages. First of all‚ international students can gain knowledge of new culture from each
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Business Regulation Paper Organizations are sometimes subjected to risks associated with negligence either internally or environmentally. Environmental negligence can have a substantial impact on the communities around them. Government regulations have been put into place to protect the environment‚ the community‚ and the organization. Many organizations are embracing these regulations and have become responsible and respected in business in order to stay in business. An examination of the basic
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Introduction This report aims to investigate the role Internal Auditors (IA) plays in certain aspects of corporate governance. The report also aims to investigate what is considered as good corporate governance. “Corporate governance is the system by which companies are directed and controlled. It deals largely with the relationship between the constituent parts of a company - the directors‚ the board (and its sub-committees) and the shareholders” (Berr‚ 2008) Corporate governance is necessary
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Promoting Good Governance in Public Institutions of Ghana: The Role of the Internal Auditor Introduction All over the world there is a realization that the Internal Audit activity has the potential to provide hitherto unparalleled services to management in the conduct of their duties. This potential has been turned into a challenge and embodied in the new definition of Internal Auditing from the Institute of Internal Auditors (the IIA). Background of the Study The Government of the Republic of Ghana by the Internal Audit
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Internal audit’s role in effective corporate governance advisory Internal audit’s role in effective corporate governance Internal audit’s role in effective corporate governance Recent events have highlighted the critical role of boards of directors in promoting effective corporate governance. In particular‚ boards are being charged with ultimate responsibility for the effectiveness of their organisations’ internal control systems. The internal audit function plays a key
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competing with other women” (Macur‚ 2012). Women who have a surplus of testosterone are viewed as having an unfair competitive advantage. However‚ a high amount of testosterone can be a biological outcome that most people do not have control over. The 2012 regulations do not make room for intersex individuals to participate. People should not be punished or excluded from competing in the Olympics due to their bodies taking an unexpected sexual differentiation path. “No matter what they call it‚ it
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Regulatory Environment Word Count: 1361 Prepared by Raymond Morar 07541783 Yi Wang 07409745 Project 1: Going Concern Background The FASB’s rationale for this project is to increase consistency in the already existing going concern reporting model and disclosures. This project was added to provide guidance for entities in assessing their ability to continue as a going concern‚ and the timing‚ nature and extent of associated disclosure requirements (FASB‚ 2013). Finally these standards
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National Advertising Review Council Self-Regulation of the Advertising Industry A Brief History of Advertising Regulation The first official regulation of the advertising industry happened over 100 years ago‚ when in 1906 the government passed the Pure Food and Drug Act. In this era‚ the most common deceptive practice was to mislabel products‚ especially medicines‚ tonics‚ food‚ etc. from what the actual ingredients were in the container (FDA). Oftentimes‚ harmful ingredients were left
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AN EVALUATION OF THE INTERNAL CONTROLS SYSTEM FOR CASH FOR THE CASE OF NAIROBI SMALL BUSINESSES BY Nyaga Denis Macharia D33/6646/05 Nzovu Michael Fondo D33/7224/05 Zachary Gategi Maina D33/6216/06 Gitonga Lilian Wanjiku D33/7305/05 Sigei Ellyne Chepngetich D33/7295/05 A Management Research Project Submitted In Partial Fulfillment For The Requirements Of The Award Of Bachelor Of Commerce (BCOM)‚ School Of Business‚ University Of Nairobi
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