Exam Number: Word Count: 1961 MSc in Finance & Management Programme 2012/2013 Financial Markets‚ Regulation and Ethics Term 2 Ethics in Finance This assessment is all my own work and conforms to the University’s regulations on plagiarism | | An identical copy of this document has been submitted to the Turnitin system | | Hoople Consultants has won a contract to provide engineering advice and support to a city in a developing country. The contract is funded by an international
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Professional Regulation and Criminal Liability * Health care is a vast ever-changing demand in the United States. Because of that high demand‚ quality has been a concern for many patients. Each day patients put their health and trust in the hands of health care providers. Unfortunately‚ there have been times when the treatment provided‚ whether accidental or intentional‚ has caused harm to the patient. Patients who have experienced injury have the right to file a civil complaint against that
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Industrial regulation pertains to the government regulation of firms’ prices or rates within industries. These regulations are in existence to prevent companies from forming a monopoly‚ to promote competition and achieve allocative efficiency. (McConnell‚ Brue & Flynn‚ 2011) In the mid 1800s‚ as industry grew‚ many industries began to take on the look of a monopoly by being dominant firms. They used questionable pricing tactics and were charging their customers high prices. The customers and businesses
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JUGANAS‚ Remedios FAINZAN‚ Rose Anne BALWEG‚ Dia Felice BUDIKEY‚ Lilian COMMISSION ON AUDIT CIRCULAR NO. 85-55A September 8‚ 1985 AMMENDED RULES AND REGULATIONS ON THE PREVENTION OF IRREGULAR‚ UNNECESSARY‚ EXCESSIVE OR EXTRAVAGANT EXPENDITURES OR USES OF FUNDS AND PROPERTY AIM: a)To amplify the existing rules and regulations governing the prevention of IUEE expenditures or uses of government funds and property; b)To update fiscal controls to attain higher government efficiency and
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Running Header: BUSINESS REGULATION SIMULATION PAPER Business Regulation Simulation Paper University of Phoenix MBA/560 Enterprise Risk Abstract This paper identifies the key facts‚ regulations and legal issues in the Business Regulation Simulation regarding Alumina‚ a global multibillion company. It identifies several of Alumina ’s values and stakeholders and discusses the conflicts among the competing stakeholders according to the simulation. In addition‚ a summarization on
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Unit 10 – D1 In this report I am going to be evaluating the regulation of care provision for looked after children. I am going to be talking about four and evaluating what the benefits and barriers are with each one. The four I am going to be discussing are CRB/DBS checks‚ OFSTED‚ General Teaching Council and the General Social Care Council. CRB/DBS Checks CRB checks are checks that have to be carried out on anyone person who works with children or vulnerable adults in either a paid or voluntary
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period was marked by the 1890s depression which saw a major rationalisation of Australia’s financial institutions. The start of the modern era of financial regulation can be traced back to the introduction of banking legislation in 1945 and the establishment of Australia’s first central bank. In more recent times‚ Australia has seen two major waves of financial reform. The first wave‚ in the1970s and 1980s‚ involved a major deregulation exercise which transformed Australia’s financial system.
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Week 1 - Nature & Regulation of Companies & Company Operations Legal nature of company Separate legal identity‚ distinct from owners Companies act through ‘agents’. eg. shareholders elect board of directors to act on their behalf Public Company (Ltd.) Limited liability of owners • Raises funds from public Types of companies Private Company (Pty. Ltd.) • • • • • • • • • Regulation of companies Corporations Law: Companies must keep proper accounting records; prepare yearly & half-yearly FS;
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are working time regulations such as maximum hours worked each week. Health and safety at work act‚ data protection showing how personal information are used‚ age discrimination ‚ disability act‚ employment act‚ maternity pay‚ national minimum wage‚ equal opportunities. Working time regulations are to prevent workers to be forced to work excessive hours. They also make the provision of annual leave pay‚ they also include rights to rest breaks. Working time regulations apply to adult workers
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Requirement for Regulation in Privatized Industries Privatization is likely to lead to incentives for firms to pursue productive efficiency. However‚ this will not ensure allocative efficiency‚ unless regulation is introduced to ensure that competition takes place. Another policy would be to pursue a policy of deregulation. In this case‚ the government actively removes various regulations‚ for example by removing entry barriers to encourage increased competition. Once an industry is privatized
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