Securities Regulation – Spring 2012 (Rose) Outline Class 1 Slides Federal Securities Regulation Seeks to: 1. Increase the amount of information available to investors about issuers through mandatory disclosure rules; and 2. To deter fraud (so the information disclosed is credible). Ultimate Goal: The accurate pricing of securities‚ which is essential to a well-functioning economy. How Securities Differ Importance of capital markets to society Importance of investment decisions
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Accounting Regulation and Conceptual Frameworks‚ Traditional Arguments for Accounting Regulation – 1) Prevention of fraud – Enron 2) Comparability 3) Asymmetrical information – big institutional investors have more information than small retail investors. Beaver (1981)‚ strongly believes in pro market lobby‚ market solutions are always the best‚ we should never regulate. – Very influential academic – Highly reputable Traditional Arguments against accounting regulation 1) Capture theory – person
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1 Introduction 1-1. Purpose This regulation prescribes the policies and responsibilities of command. It provides guidance covering military discipline and conduct‚ precedence of rank‚ and the military Equal Opportunity (EO) Program. 1-2. References Required and related publications and pre-scribed and referenced forms are listed in appendix A. 1-3. Explanation of abbreviations and terms Abbreviations and special terms used in this regulation are listed in the glossary. 1-4. Responsibilities
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Economic Analysis of Financial Regulation 1. Nine basic categories of financial regulation a) Government safety net (Deposit insurance & Lender of last resort) *** b) Restriction on asset holding c) Capital requirement d) Prompt corrective action e) Chartering and examination f) Assessment of risk management g) Consumer protection h) Restriction on competition 2. Government safety net comes in the form of deposit insurance and lender of last resort
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Fluid regulation Introduction Our kidneys keep the water in our bodies balanced‚ they do this by controlling the water concentration of blood plasma‚ the job of our kidneys is to control salt levels and control the excretion of urea. Water that is not returned to the blood is excreted in our urine. Why is fluid regulation important? Your body requires water for the cells‚ organs and tissues in the body‚ they use the water to help regulate body temperature and to maintain other functions in
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I think that there are not enough reasonable grounds for an arrest without a warrant. I think more reasonable grounds should be put into place in order to arrest someone without a warrant. This is because I think that if a victim phones the police with a worry they should arrest a person to stop them from doing something‚ however they usually wait until something has actually happened to the victim or their property. I also think that citizens should not have the power to arrest a suspected criminal
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Lastly‚ some people will argue that the Airbnb regulation can have a negative impact on homeowners‚ travelers and the community alike. The supporters of the Airbnb claim that the ordinance will add more taxes and fees which may affect the income of thousands of homeowners who have a chance to make some extra money through short-term rentals (2). For many hosts‚ the money from Airbnb is the single source of income so it helps them to make their family budget. In addition‚ homeowners who rent their
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THE BANKING REGULATION ACT‚ 1949 (Act No. 10 of 1949) [10th March‚ 1949] PREAMBLE PART I: PRELIMINARY Sections 1. 2. 3 4. 5. 5A. Short title‚ extent and commencement Application of other laws not barred Act to apply to co-operative societies in certain cases. Power to suspend operation of Act Interpretation Act to override memorandum‚ articles‚ etc. PART II: BUSINESS OF BANIKNG COMPANIES 6. 7. 8. 9. 10. 10A. 10B 10BB Forms of business in which banking companies may engage Use of words "bank"‚
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Clinical Chemistry 3 Lecture 5 CALCIUM HOMEOSTASIS AND HORMONAL REGULATION Roles of Calcium Signal transduction pathways àacts as a second messenger‚ in neurotransmitter release from neurons Contraction of all muscle cell types Fertilization Enzyme cofactor àblood-clotting cascade Proper bone formation PRINCIPAL ORGANS INVOLVED IN CALCIUM HOMEOSTASIS Small Intestines Bones (Skeletal System) Kidneys Normal Total Calcium: 2.2-2.6 mmol/L (9-10.5 mg/dL) Normal Ionized Calcium:
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FRATERNIZATION Article 134 of the Uniform Code of Military Justice; Fraternization ; U.S. NAVY REGULATIONS 1165 establishes a guideline for the behaviors Navy and Marine Corps officers and can only be used against officers‚ to be more specific‚ Article 134 prohibits what would be perceived as an “unprofessional relationship” between an officer and enlisted member. It was created to set a form of appropriate boundaries necessary needed to maintain good order and discipline. Inappropriate relationships
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