Brian Wirz What is a broker/dealer? Types A broker/dealer is an intermediary in which investors purchase financial assets such as stocks‚ bonds‚ and mutual funds‚ as well as services such as financial planning‚ retirement‚ etc. Different types included “wirehouses‚” which were the biggest firms that did business on a national‚ and often global‚ basis. There were also independent brokers who weren’t members of the NYSE. Lastly there were “regional” broker/dealers who had the same product scope
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THIS MORNING AND FELL IN LOVE WITH IT. THE ASKING PRICE FOR THE HOUSE IS $4000‚000.00 AND IT HAS BEEN ON THE MARKET FOR ONLY ONE DAY. THEIR BROKER TOLD THEM THAT WERE MORE THAN 20 POTENTIAL BUYERS WHO SAW THE HOUSE THAT DAY. SHE ALSO ADDED THAT ANOTHER BROKER TOLD HER THAT AND OFFER ON THE HOUSE WAS GOING TO PRESENTED BY THAT BROKER THIS AFTERNOON. THEIR BROKER HAS ADVICE THEM THAT IF THEY DECIDE TO MAKE AND OFFER OF THE HOUSE‚ THEY SHOULD OFFER VERY CLOSE TO THE ASKING PRICE OF $400‚000.00. SHE ALSO
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International Journal of Humanities and Social Science Vol. 2 No. 20 [Special Issue – October 2012] Regulating Kenya’s Securities Markets: An Assessment of the Capital Markets Authority’s Enforcement Jurisprudence Dr. Jacob K. Gakeri Senior Lecturer School of Law‚ University of Nairobi Kenya Box 30197 Nairobi‚ 0010 GPO Kenya. Abstract The importance of an optimal regulatory and enforcement matrix in enhancing securities markets cannot be overemphasized. Countries with deep and vibrant
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model remains seldom studied. This paper begins by defining a business model as what a business does and how a business makes money doing those things. Then the paper defines four basic types of business models (Creators‚ Distributors‚ Landlords and Brokers). Next‚ by considering the type of asset involved (Financial‚ Physical‚ Intangible‚ or Human)‚ 16 specialized variations of the four basic business models are defined. Using this framework‚ we classify the revenue streams of the top 1000 firms in
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Although the development of the manufacturing industry is convenient in everyday life‚ it also takes people ’s lives away from nature around us. This problem has been discussed in the poem “Summer Solstice‚ New York City‚” by Sharon Olds and “Death of a Window Washer‚” by X.J. Kennedy. “Summer Solstice‚ New York City” is about an attempted suicide incident. “Death of a Window Washer” describes a scene of a window washer who was killed by accident. With different descriptions and details regarding
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Securities was the first to go online. On 1st .ebruary 2000‚ the National Stock Exchange (NSE) opened up the internet-based trading system for its members‚ the first stock exchange in India to do so. However‚ after two years of trading‚ only a dozen brokers continue offering online service. The SEBI Committee on Internet-based Securities Trading and Services has allowed the net to be used as an Order Routing System (ORS) through registered stockbrokers on behalf of their clients for execution of transactions
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The book I am reading is titled The Seven Stair Crew The Sinkhole ‚ written by Brad V. Cowan This book falls into the Fiction genre. The Seven Stair Crew The Sinkhole is a story about … a boy name Cale how loves to skateboard Cale and his dad. Were never close because his dad had left when he was just a baby but when cale expects a package from his dad he is upset when it it never showed. Until the email Cales dad says that he has a surprise for him cale gets a map and heads straight
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Chapter 1 Introduction It is estimated that approxmately 33.1 million of immigrants (documented and undocumented) live in the United States (Camarota‚ 2002). Like other groups living in the U.S.‚ immigrants are a heterogeneous group and their reasons for coming to this country vary (Felicov‚ 1998; Santiago-Rivera‚ Arredondo‚ Gallardo-Cooper‚ 2002). For example‚ there is a clear distinction between a person who immigrates voluntarily and refugees who involuntarily leave their countries of origin
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Natureview succeeded in the natural foods channel? Nature View has succeeded in the natural foods channel through the use of brokers who sell its product (yogurt) to natural foods retailers. Their brokers have the direct relationship with the retailers‚ meaning: the retailers purchase the Natureview yogurt from the brokers and not directly from Natureview itself. Using this broker distribution channel system Natureview has succeeded in capturing 25% of the natural food market. This system has also enabled
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Default individualization is a path which someone can follow by accepting personally bounding identities which are socially accepted. Basically each person accepting the same identity of that of the person right next to them. By not being their own individual‚ these identities may possibly delay growth into adulthood. Things in life happen by default for these people‚ whatever happens just happens‚ and it is not planned out or thought of to any extent. This individualization does not stimulate growth
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