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Alpha Channel
Alpha and the History of Digital Compositing
Technical Memo 7 Alvy Ray Smith August 15, 1995 Abstract
The history of digital image compositing—other than simple digital implementation of known film art—is essentially the history of the alpha channel. Distinctions are drawn between digital printing and digital compositing, between matte creation and matte usage, and between (binary) masking and (subtle) matting. The history of the integral alpha channel and premultiplied alpha ideas are presented and their importance in the development of digital compositing in its current modern form is made clear.

Basic Definitions

Digital compositing is often confused with several related technologies. Here we distinguish compositing from printing and matte creation—eg, blue-screen matting. Printing v Compositing Digital film printing is the transfer, under digital computer control, of an image stored in digital form to standard chemical, analog movie film. It requires a sophisticated understanding of film characteristics, light source characteristics, precision film movements, film sizes, filter characteristics, precision scanning devices, and digital computer control. We had to solve all these for the Lucasfilm laser-based digital film printer—that happened to be a digital film input scanner too. My colleague David DiFrancesco was honored by the Academy of Motion Picture Art and Sciences last year with a technical award for his achievement on the scanning side at Lucasfilm (along with Gary Starkweather). Also honored was Gary Demos for his CRT-based digital film scanner (along with Dan Cameron). Digital printing is the generalization of this technology to other media, such as video and paper. Digital film compositing is the combining of two or more strips of film—in digital form—to create a resulting strip of film—in digital form—that is the composite of the components. For example, several spacecraft may have been filmed, one per film strip in its separate motion, and



References: [Beyer64] Beyer, Walter, Traveling Matte Photography and the Blue Screen System, American Cinematographer, May 1964, 266. The second of a four-part series. Pre-digital technology. [Catmull78] Catmull, Edwin, A Hidden-Surface Algorithm with Anti-Aliasing, Computer Graphics, Vol 12, No 3, Jul 1978, 6-11. SIGGRAPH’78 Conference Proceedings. [Fielding72] Fieldling, Raymond, The Technique of Special Effects Cinematography, Focal/Hastings House, London, 3rd edition, 1972, 220243. Pre-digital technology. [PorterDuff84] Porter, Thomas, and Duff, Tom, Compositing Digital Images, Computer Graphics, Vol 18, No 3, Jul 1984, 253-259. SIGGRAPH’84 Conference Proceedings. [Smith78] Smith, Alvy Ray, Color Gamut Transform Pairs, Computer Graphics, Vol 12, No 3, Jul 1984, 12-19. SIGGRAPH’78 Conference Proceedings. [Smith82a] Smith, Alvy Ray, Analysis of the Color-Difference Technique, Tech Memo 30, Computer Division, Lucasfilm Ltd., Mar 1982. [Smith82b] Smith, Alvy Ray, Math of Mattings, Tech Memo 32, Computer Division, Lucasfilm Ltd, Apr 1982. Reissue of tech memo of Dec 30, 1980. [Smith95] Smith, Alvy Ray, Image Compositing Fundamentals, Tech Memo 4, Microsoft, Jun 1995. The argument for sprites and premultiplied alpha becomes rock solid. [Vlahos58] Vlahos, Petro, Composite Photography Utilizing Sodium Vapor Illumination, US Patent 3,095,304, May 15, 1958. A two-film technique that generates a matte strip with an element strip. [Vlahos64] Vlahos, Petro, Composite Color Photography, US Patent 3,158,477, Nov 24, 1964. The classic color-difference blue screen compositing technique. Microsoft Tech Memo 7 Alvy Alpha and the History of Digital Compositing 10 [Vlahos78] [Vlahos80] Vlahos, Petro, Comprehensive Electronic Compositing System, US Patent 4,100,569, Jul 11, 1978. The (analog) electronic equivalent of blue-screen—the UltiMatte. Vlahos, Petro, Traveling Matte Composite Photography, American Cinematographer Manual, American Society of Cinematographers, Hollywood, 5th edition, 1980, 530-539. Microsoft Tech Memo 7 Alvy

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