"Sox act and internal controls" Essays and Research Papers

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    Communist Control Act of 1954 U.S. Statutes at Large‚ Public Law 637‚ Chp. 886‚ p. 775-780 AN ACT To outlaw the Communist Party‚ to prohibit members of Communist organizations from serving in certain representative capacities‚ and for other purposes. Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled‚ That this Act may be cited as the ’’Communist Control Act of 1954’’. Findings of Fact Sec. 2. The Congress hereby finds and declares that

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    Business Administration Stamford University Bangladesh. My supervisor asked me to prepare a report on internal control system of nationalized banks of Bangladesh in internal auditor’s perspective including a survey questionnaire. I personally was so interested about the topic. That’s way I have chosen the topic “Effectiveness of Internal Control Systems of Nationalized Banks of Bangladesh: Internal Auditors perspective”. 1.2 Objectives of the Report: The objectives of the report are: 1.

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    Hasbro's Sox Essay

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    Case questions: 1. What is POX’s core benefit proposition? What makes this game unique? 2. What are the pros and cons of the traditional ad campaign (based on TV and print advertising) and of the “take over the town” buzz event? 3. What other non-traditional marketing campaigns could Hasbro have followed (at the time of the case and today)? Subjects covered: Advertising; Consumer marketing; Gaming; Innovation; Marketing implementation; Marketing strategy; New product marketing; Product

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    Designing Internal Control System To Minimize Fraud And This paper gives an introduction to Microfinance Institutions (MFIs) informal financial service delivery mechanism which are not under any regulatory framework like the formal sector. So‚ there is a necessity to internalize a built-in internal control system through self-regulation to mitigate exposure to risk in MFI. In 2.0 sound and reliable management system for MFIs through self-regulation are discussed. Section 3.0 discussed under internal

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    Sox Title 2

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    TITLE II—AUDITOR INDEPENDENCE SEC. 201. SERVICES OUTSIDE THE SCOPE OF PRACTICE OF AUDITORS. (a) PROHIBITED ACTIVITIES.—Section 10A of the Securities Exchange Act of 1934 (15 U.S.C. 78j–1) is amended by adding at the end the following: ‘‘(g) PROHIBITED ACTIVITIES.—Except as provided in subsection (h)‚ it shall be unlawful for a registered public accounting firm (and any associated person of that firm‚ to the extent determined appropriate by the Commission) that performs for any issuer any

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    Audit Committee Quality‚ Auditor Independence‚ and Internal Control Weaknesses Yan Zhang‚ Jian Zhou‚ and Nan Zhou* * All authors are from SUNY – Binghamton. We thank two anonymous reviewers for detailed and insightful suggestions that have significantly improved the paper. We also thank workshop participants at the 2006 American Accounting Association Auditing Midyear Meeting and the 2006 American Accounting Association Annual Meeting for comments‚ and Raj Addepalli‚ Shanshan Chen‚ Yujing

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    This triggered the adoption of the Sarbanes-Oxley (SOX) Act which passed into law on July 30‚ 2002. The effect of the Sarbanes-Oxley Act has been far reaching from corporate governance to auditor independence rule in the US and abroad. In January 2003‚ the SEC adopted numerous rules to implement the requirements of the Sarbanes-Oxley Act that changed some fundamental aspects of the outside audit firms. Such as: Nonaudit services Under the act‚ all US publicly traded companies are required to disclose

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    Internal Control: Management Information System (MIS) The OLUS HOTEL is a 100% Filipino-owned corporation duly registered with the Securities and Exchange Commission since June 2009. It is a three-story building along Quezon Hi-way. Situated at the techno hub district of Quezon‚ its presence has helped spur the current thrust and development of other areas going farther north. This synergistic relationship has given several competitive advantages‚ which are translated into profits for the sustainable

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    Journal of Business & Economics Research – June 2012 Volume 10‚ Number 6 The Effect Of Internal Control On The Operating Activities Of Small Restaurants Linval Frazer‚ College at Old Westbury‚ State University of New York‚ USA ABSTRACT Researchers have found that more than 67% of restaurants fail within the first 3 years of their operation. These findings underscore the restaurant industry’s current crisis of profitability and survivability. The industry’s average profit is generally

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    Required Text: Reding‚ Kurt F.‚ Paul J. Sobel‚ Urton L. Anderson‚ Michael J. Head‚ Sri Ramamoorti‚ and Mark Salamasick‚ Cris Riddle‚ Internal Auditing: Assurance & Consulting Services‚ Second Edition‚ Institute of Internal Auditors‚ 2009. Course Catalog Description: The philosophy and practice of modern internal auditing techniques with the emphasis on providing managers with definitive information about situations which might interfere with the accomplishment of the organization’s goals and

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