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Harmonic Elimination
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IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 22, NO. 1, JANUARY 2007

Modulation-Based Harmonic Elimination
Jason R. Wells, Member, IEEE, Xin Geng, Student Member, IEEE, Patrick L. Chapman, Senior Member, IEEE, Philip T. Krein, Fellow, IEEE, and Brett M. Nee, Student Member, IEEE

Abstract—A modulation-based method for generating pulse waveforms with selective harmonic elimination is proposed. Harmonic elimination, traditionally digital, is shown to be achievable by comparison of a sine wave with modified triangle carrier. The method can be used to calculate easily and quickly the desired waveform without solution of coupled transcendental equations. Index Terms—Pulsewidth modulation (PWM), selective harmonic elimination (SHE).

I. INTRODUCTION

S

ELECTIVE harmonic elimination (SHE) is a long-established method of generating pulsewidth modulation (PWM) with low baseband distortion [1]–[6]. Originally, it was useful mainly for inverters with naturally low switching frequency due to high power level or slow switching devices. Conventional sine-triangle PWM essentially eliminates baseband harmonics for frequency ratios of about 10:1 or greater [7], so it is arguable that SHE is unnecessary. However, recently SHE has received new attention for several reasons. First, digital implementation has become common. Second, it has been shown that there are many solutions to the SHE problem that were previously unknown [8]. Each solution has different frequency content above the baseband, which provides options for flattening the high-frequency spectrum for noise suppression or optimizing efficiency. Third, some applications, despite the availability of high-speed switches, have low switching-to-fundamental ratios. One example is high-speed motor drives, useful for reducing mass in applications like electric vehicles [9]. SHE is normally a two-step digital process. First, the switching angles are calculated offline, for several depths of modulation, by solving



References: [1] F. G. Turnbull, “Selected harmonic reduction in static dc-ac inverters,” IEEE Trans. Commun. Electron., vol. CE-83, pp. 374–378, Jul. 1964. Fig. 8. Experimental modulation-based SHE with ' 0. = ! =! = 20, m = 1.0, quency ratio is adjusted to be 20:1, with 0, and now 1.0. The same nineteen harmonics are eliminated, but now the switching frequency is 5% lower. Intervals during which the carrier waveform is not triangular can be seen in the figure. As shown in Fig. 9, the frequency ratio can also be a half-in0.95 and 0. teger. In this case, the ratio is 13.5:1, 340 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 22, NO. 1, JANUARY 2007 [2] H. S. Patel and R. G. Hoft, “Generalized techniques of harmonic elimination and voltage control in thyristor inverters: part I-harmonic elimination,” IEEE Trans. Ind. Appl., vol. IA-9, no. 3, pp. 310–317, May/ Jun. 1973. [3] ——, “Generalized techniques of harmonic elimination and voltage control in thyristor inverters: part II-voltage control techniques,” IEEE Trans. Ind. Appl., vol. IA-10, no. 5, pp. 666–673, Sep./Oct. 1974. [4] I. J. Pitel, S. N. Talukdar, and P. Wood, “Characterization of programmed-waveform pulsewidth modulation,” IEEE Trans. Ind. Appl., vol. IA-16, no. 5, pp. 707–715, Sep./Oct. 1980. [5] ——, “Characterization of programmed-waveform pulse-width modulation,” in Proc. IEEE Ind. Appl. Soc. Annu. Meeting, 1979, pp. 375–382. [6] P. N. Enjeti, P. D. Ziogas, and J. F. Lindsay, “Programmed PWM techniques to eliminate harmonics: a critical evaluation,” IEEE Trans. Ind. Appl., vol. 26, no. 2, pp. 302–316, Mar./Apr. 1990. [7] D. G. Holmes and T. A. Lipo, Pulse Width Modulation for Power Converters Principles and Practice. Hoboken, NJ: IEEE Press, 2003. [8] J. R. Wells, B. M. Nee, P. L. Chapman, and P. T. Krein, “Selective harmonic control: a general problem formulation and selected solutions,” IEEE Trans. Power Electron., vol. 20, no. 6, pp. 1337–1345, Nov. 2005. [9] P. L. Chapman and P. T. Krein, “Motor re-rating for traction applications—field weakening revisited,” in Proc. IEEE Int. Elect. Mach. Drives Conf., 2003, pp. 1391–1398. [10] T. J. Liang and R. G. Hoft, “Walsh function method of harmonic elimination,” in Proc. IEEE Appl. Power Electron. Conf., 1993, pp. 847–853. [11] T.-J. Liang, R. M. O’Connell, and R. G. Hoft, “Inverter harmonic reduction using Walsh function harmonic elimination method,” IEEE Trans. Power Electron., vol. 12, no. 6, pp. 971–982, Nov. 1997. [12] F. Swift and A. Kamberis, “A new Walsh domain technique of harmonic elimination and voltage control in pulse-width modulated inverters,” IEEE Trans. Power Electron., vol. 8, no. 2, pp. 170–185, Apr. 1993. [13] J. Nazarzadeh, M. Razzaghi, and K. Y. Nikravesh, “Harmonic elimination in pulse-width modulated inverters using piecewise constant orthogonal functions,” Elect. Power Syst. Res., vol. 40, pp. 45–49, 1997. [14] S. R. Bowes and P. R. Clark, “Simple microprocessor implementation of new regular-sampled harmonic elimination PWM techniques,” in Proc. IEEE Ind. Appl. Soc. Annu. Meeting, 1990, pp. 341–347. [15] ——, “Transputer-based harmonic-elimination PWM control of inverter drives,” IEEE Trans. Ind. Appl., vol. 28, no. 1, pp. 72–80, Jan./Feb. 1992. [16] ——, “Simple microprocessor implementation of new regular-sampled harmonic elimination PWM techniques,” IEEE Trans. Ind. Appl., vol. 28, no. 1, pp. 89–95, Jan./Feb. 1992. [17] ——, “Regular-sampled harmonic-elimination PWM control of inverter drives,” IEEE Trans. Power Electron., vol. 10, no. 5, pp. 521–531, Sep. 1995. [18] S. R. Bowes, “Advanced regular-sampled PWM control techniques for drives and static power converters,” IEEE Trans. Ind. Electron., vol. 42, no. 4, pp. 367–373, Aug. 1995. [19] S. R. Bowes, S. Grewal, and D. Holliday, “Single-phase harmonic elimination PWM,” Electron. Lett., vol. 36, pp. 106–108, 2000. [20] S. R. Bowes and S. Grewal, “Novel harmonic elimination PWM control strategies for three-phase PWM inverters using space vector techniques,” Proc. Inst. Elect. Eng., vol. 146, pp. 495–514, 1999. [21] L. Li, D. Czarkowski, Y. Liu, and P. Pillay, “Multilevel selective harmonic elimination PWM technique in series-connected voltage inverters,” IEEE Trans. Ind. Appl., vol. 36, no. 1, pp. 160–170, Jan./Feb. 2000. [22] P. Bolognesi and D. Casini, “General harmonic families elimination methodology for static converters control,” in Proc. Int. Conf. Power Electron. Var. Speed Drives, 1998, pp. 86–91. [23] D. Czarkowski, D. V. Chudnovsky, G. V. Chudnovsky, and I. W. Selesnick, “Solving the optimal PWM problem for single-phase inverters,” IEEE Trans. Circuits Syst. I, vol. 49, no. 4, pp. 465–475, Apr. 2002. [24] J. Sun and H. Grotstollen, “Solving nonlinear equations for selective harmonic eliminated PWM using predicted initial values,” in Proc. Int. Conf. Ind. Electron., Contr., Instrum., Automat., 1992, pp. 259–264. [25] A. I. Maswood, S. Wei, and M. A. Rahman, “A flexible way to generate PWM-SHE switching patterns using genetic algorithm,” in Proc. IEEE Appl. Power Electron. Conf., 2001, pp. 1130–1134. [26] B. Ozpineci, L. M. Tolbert, and J. N. Chiasson, “Harmonic optimization of multilevel converters using genetic algorithms,” in Proc. IEEE Power Electron. Spec. Conf., 2004, pp. 3911–3916. [27] J. Chiasson, L. Tolbert, K. McKenzie, and D. Zhong, “Eliminating harmonics in a multilevel converter using resultant theory,” in Proc. IEEE Power Electron. Spec. Conf., 2002, pp. 503–508. [28] J. N. Chiasson, L. M. Tolbert, K. J. McKenzie, and Z. Du, “A complete solution to the harmonic elimination problem,” IEEE Trans. Power Electron., vol. 19, no. 2, pp. 491–499, Mar. 2004. [29] J. Chiasson, L. M. Tolbert, K. McKenzie, and Z. Du, “Elimination of harmonics in a multilevel converter using the theory of symmetric polynomials and resultants,” in Proc. IEEE Conf. Dec. Contr., 2003, pp. 3507–3512. [30] J. N. Chiasson, L. M. Tolbert, K. J. McKenzie, and Z. Du, “Control of a multilevel converter using resultant theory,” IEEE Trans. Contr. Syst. Technol., vol. 11, no. 3, pp. 345–354, May 2003. [31] J. Sun and H. Grotstollen, “Pulsewidth modulation based on real-time solution of algebraic harmonic elimination equations,” in Proc. Int. Conf. Ind. Electron., Contr. Instrum., 1994, pp. 79–84. [32] T. Kato, “Sequential homotopy-based computation of multiple solutions for selected harmonic elimination in PWM inverters,” IEEE Trans. Circuits Syst. I, vol. 46, no. 5, pp. 586–593, May 1999. [33] J. Sun, S. Beineke, and H. Grotstollen, “Optimal PWM based on realtime solution of harmonic elimination equations,” IEEE Trans. Power Electron., vol. 11, no. 4, pp. 612–621, Jul. 1996. [34] Y.-X. Xie, L. Zhou, and H. Peng, “Homotopy algorithm research of the inverter harmonic elimination PWM model,” in Proc. Chin. Soc. Elect. Eng., 2000, vol. 20, pp. 23–26. [35] S. R. Shaw, D. K. Jackson, T. A. Denison, and S. B. Leeb, “Computeraided design and application of sinusoidal switching patterns,” in Proc. IEEE Workshop Comput. Power Electron., 1998, pp. 185–191. [36] V. G. Agelidis, A. Balouktsis, and I. Balouktsis, “On applying a minimization technique to the harmonic elimination PWM control: the bipolar waveform,” IEEE Power Electron. Lett., vol. 2, no. 2, pp. 41–44, Jun. 2004. [37] V. G. Agelidis, A. Balouktsis, and C. Cosar, “Multiple sets of solutions for harmonic elimination PWM bipolar waveforms: analysis and experimental verification,” IEEE Trans. Power Electron., vol. 21, no. 2, pp. 415–421, Mar. 2006. [38] J. R. Wells, “Generalized Selective Harmonic Control,” Ph.D. dissertation, Univ. Illinois, Urbana, 2006. [39] P. T. Krein, B. M. Nee, and J. R. 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